WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$332M
AUM Growth
-$15.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
262
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$16M
3
+$3.81M
4
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$3.68M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.06M

Top Sells

1
+$1.79M
2
+$1.78M
3
+$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
+$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
+$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$17K ﹤0.01%
325
-354
102
$14K ﹤0.01%
+18,638
103
$14K ﹤0.01%
24,545
+11,414
104
$13K ﹤0.01%
+1,000
105
$13K ﹤0.01%
40,712
-4,200
106
$13K ﹤0.01%
29,800
-15,570
107
$12K ﹤0.01%
6,250
-6,250
108
$12K ﹤0.01%
81,744
-15,741
109
$12K ﹤0.01%
801
-4,569
110
$9K ﹤0.01%
15,001
-14,999
111
$9K ﹤0.01%
+9
112
$9K ﹤0.01%
18,686
-148,664
113
$9K ﹤0.01%
32,502
-107,338
114
$8K ﹤0.01%
+928
115
$8K ﹤0.01%
17,934
-18,062
116
$8K ﹤0.01%
+14,669
117
$6K ﹤0.01%
24,313
-41,902
118
$4K ﹤0.01%
366
-365
119
$4K ﹤0.01%
14,047
-30,954
120
– –
0
121
– –
0
122
– –
-27,000
123
– –
0
124
– –
0
125
– –
0
3 4
5
6 7