WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$332M
AUM Growth
-$15.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
262
New
Increased
Reduced
Closed

Top Buys

1
+$15.3M
2
+$15.2M
3
+$3.64M
4
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$3.52M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$2.58M

Top Sells

1
+$1.93M
2
+$1.78M
3
+$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
+$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
+$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$38K 0.01%
+15,501
77
$37K 0.01%
43,603
-41,544
78
$35K 0.01%
63,865
-62,895
79
$34K 0.01%
+30,156
80
$34K 0.01%
+42,426
81
$34K 0.01%
+60,000
82
$34K 0.01%
60,508
-4,672
83
$34K 0.01%
+100
84
$31K 0.01%
61,500
+38,250
85
$29K 0.01%
+125,002
86
$27K 0.01%
+1,300
87
$26K 0.01%
+12,000
88
$25K 0.01%
42,401
-42,399
89
$24K 0.01%
+32,737
90
$23K 0.01%
25,778
-47,222
91
$23K 0.01%
+42,501
92
$22K 0.01%
51,399
-48,601
93
– –
0
94
$20K 0.01%
21,087
-13,913
95
$19K 0.01%
22,795
-84,250
96
$19K 0.01%
+10,000
97
$18K 0.01%
20,001
-11,099
98
$18K 0.01%
2,082
-2,251
99
$18K 0.01%
19,441
-20,559
100
$17K 0.01%
600
-650
2 3
4
5 6