WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+0.78%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$332M
AUM Growth
+$332M
Cap. Flow
+$38.9M
Cap. Flow %
11.71%
Top 10 Hldgs %
46.31%
Holding
262
New
46
Increased
9
Reduced
40
Closed
42

Top Buys

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$16.3M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16M
3
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$3.82M
4
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$3.68M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$3.06M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$1.78M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NRSN icon
76
NeuroSense Therapeutics
NRSN
$26.5M
$38K 0.01% +15,501 New +$38K
CELUW icon
77
Celularity Inc. Warrant
CELUW
$862K
$37K 0.01% 43,603 -41,544 -49% -$35.3K
BKSY.WS icon
78
BlackSky Technology Inc. Redeemable Warrants, each whole Warrant exercisable for one-eighth (1/8th) of a share of Class A Common Stock at an exercise price of $92.00 per whole share
BKSY.WS
$4.24M
$35K 0.01% 63,865 -62,895 -50% -$34.5K
RELIW icon
79
Reliance Global Group, Inc. Series A Warrants
RELIW
$67.4K
$34K 0.01% +30,156 New +$34K
SYTAW icon
80
Siyata Mobile, Inc. Warrant
SYTAW
$121K
$34K 0.01% +42,426 New +$34K
SURGW
81
DELISTED
SurgePays, Inc. Warrant
SURGW
$34K 0.01% +60,000 New +$34K
PETVW
82
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$34K 0.01% 60,508 -4,672 -7% -$2.63K
AUVI
83
DELISTED
Applied UV, Inc. Common Stock
AUVI
$34K 0.01% +12,500 New +$34K
GFAIW icon
84
Guardforce AI Co., Limited Warrant
GFAIW
$675K
$31K 0.01% 61,500 +38,250 +165% +$19.3K
TALKW icon
85
Talkspace, Inc. Warrant
TALKW
$3.35M
$29K 0.01% +125,002 New +$29K
BBLGW
86
Bone Biologics Corp Warrants
BBLGW
$27K 0.01% +39,003 New +$27K
RBOT.WS icon
87
Vicarious Surgical Inc. Warrants, each whole warrant exercisable for 1/30th of a share of Class A Common Stock at an exercise price of $345.00
RBOT.WS
$178K
$26K ﹤0.01% +12,000 New +$26K
AP.WS
88
DELISTED
Ampco-Pittsburgh Corp Series A Warrants
AP.WS
$25K ﹤0.01% 42,401 -42,399 -50% -$25K
BTBDW icon
89
BT Brands, Inc. Warrant
BTBDW
$790K
$24K ﹤0.01% +32,737 New +$24K
WKSPW
90
DELISTED
Worksport, Ltd. Warrant
WKSPW
$23K ﹤0.01% 25,778 -47,222 -65% -$42.1K
MOBQW
91
DELISTED
Mobiquity Technologies, Inc. Warrant
MOBQW
$23K ﹤0.01% +42,501 New +$23K
DRMAW icon
92
Dermata Therapeutics, Inc. Warrant
DRMAW
$22K ﹤0.01% 51,399 -48,601 -49% -$20.8K
ADTX
93
Aditxt
ADTX
$5.13M
$21K ﹤0.01% +39,900 New +$21K
GOVXW icon
94
GeoVax Labs, Inc. Warrants
GOVXW
$20K ﹤0.01% 21,087 -13,913 -40% -$13.2K
PL.WS icon
95
Planet Labs PBC Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
PL.WS
$14.1M
$19K ﹤0.01% +10,000 New +$19K
SQLLW
96
DELISTED
SeqLL Inc. Warrant
SQLLW
$19K ﹤0.01% 22,795 -84,250 -79% -$70.2K
IKT icon
97
Inhibikase Therapeutics
IKT
$134M
$18K ﹤0.01% 12,494 -13,506 -52% -$19.5K
IINNW icon
98
Inspira Technologies Oxy B.H.N. Ltd. Warrant
IINNW
$7.76M
$18K ﹤0.01% 20,001 -11,099 -36% -$9.99K
ZIVOW
99
DELISTED
Zivo Bioscience, Inc. Warrants
ZIVOW
$18K ﹤0.01% 19,441 -20,559 -51% -$19K
NXXT
100
NextNRG, Inc. Common Stock
NXXT
$226M
$17K ﹤0.01% 12,001 -12,999 -52% -$18.4K
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