WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OMQS
51
DELISTED
OMNIQ Corp. Common Stock
OMQS
$126K 0.02% +193,200 New +$126K
XFIN
52
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$118K 0.02% 10,972 -61,645 -85% -$661K
BRAC
53
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$115K 0.02% 10,329 -54,774 -84% -$609K
BOWN icon
54
Bowen Acquisition Corp
BOWN
$103K 0.02% 10,000 – –
OPHC icon
55
OptimumBank Holdings
OPHC
$49.9M
$82.4K 0.02% 19,700 -800 -4% -$3.35K
PXSAW
56
Pyxis Tankers Inc. Warrant
PXSAW
$76.7K 0.01% 69,617 +12,789 +23% +$14.1K
TALKW icon
57
Talkspace, Inc. Warrant
TALKW
$3.35M
$72.5K 0.01% 559,300 +24,859 +5% +$3.22K
MIR.WS
58
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$61.1K 0.01% 30,096 – –
PODC icon
59
PodcastOne
PODC
$41.7M
$56.7K 0.01% 30,652 -11,600 -27% -$21.5K
NEOVW icon
60
NeoVolta Inc. Warrant
NEOVW
$1.15M
$53.6K 0.01% 198,611 -9,016 -4% -$2.43K
DFSC
61
DEFSEC Technologies Inc. Common Stock
DFSC
$4.97M
$51.6K 0.01% 57,283 -32,717 -36% -$29.4K
STSSW icon
62
Sharps Technology Inc. Warrant
STSSW
$618K
$51.5K 0.01% 470,752 -22,003 -4% -$2.41K
NXPLW icon
63
NextPlat Corp Warrants
NXPLW
$51K
$48.5K 0.01% 80,826 +19,217 +31% +$11.5K
TNONW icon
64
Tenon Medical, Inc. Warrant
TNONW
$36.5K 0.01% 671,700 +7,408 +1% +$402
FGNX
65
Fundamental Global
FGNX
$18.6M
$33.4K 0.01% 20,885 -16,261 -44% -$26K
MOBBW
66
Mobilicom Limited Warrants
MOBBW
$2.19B
$33.4K 0.01% 92,100 +2,100 +2% +$761
FSR
67
DELISTED
Fisker Inc.
FSR
$32.6K 0.01% 18,600 +600 +3% +$1.05K
PETV
68
DELISTED
PetVivo Holdings, Inc. Common Stock
PETV
$29.4K 0.01% +27,693 New +$29.4K
PETVW
69
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$29.3K 0.01% 209,086 -15,415 -7% -$2.16K
FMSTW
70
Foremost Clean Energy Ltd. Warrant
FMSTW
$3.88M
$27.4K 0.01% 109,631 +53,495 +95% +$13.4K
DFSCW
71
DEFSEC Technologies Inc. Warrant
DFSCW
$149K
$26.8K 0.01% 191,429 -1,100 -0.6% -$154
IBIO icon
72
iBio
IBIO
$16.1M
$26.2K 0.01% +19,000 New +$26.2K
THWWW
73
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$25.9K ﹤0.01% 64,011 +3,686 +6% +$1.49K
APCXW
74
DELISTED
AppTech Payments Corp Warrant
APCXW
$24.3K ﹤0.01% 69,507 -13,522 -16% -$4.73K
SKYH.WS icon
75
Sky Harbour Group Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
SKYH.WS
$62.2M
$23.6K ﹤0.01% +31,436 New +$23.6K
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