WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$142M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
295
New
Increased
Reduced
Closed

Top Buys

1
+$6.04M
2
+$5.9M
3
+$5.2M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.14M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$1.97M

Top Sells

1
+$26.2M
2
+$13.4M
3
+$1.85M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$763K
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$743K

Sector Composition

1 Financials 1.45%
2 Real Estate 0.47%
3 Utilities 0.45%
4 Healthcare 0.32%
5 Technology 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$110K 0.02%
11,000
52
$109K 0.02%
10,827
53
$108K 0.02%
11,076
54
$106K 0.02%
303,956
+58,956
55
$103K 0.02%
+10,340
56
$100K 0.02%
10,000
57
$100K 0.02%
10,000
58
$99K 0.02%
10,000
59
$97K 0.02%
10,000
60
$96K 0.02%
15,000
61
$94K 0.02%
32,000
-3,000
62
$83K 0.02%
166,315
-60,984
63
$75K 0.02%
55,068
-1,171
64
$72K 0.02%
218,353
+95,022
65
$69K 0.02%
219,936
+1,000
66
$66K 0.01%
+124,015
67
$63K 0.01%
+10,000
68
$62K 0.01%
165,000
-60,485
69
$57K 0.01%
+25,000
70
$53K 0.01%
+32
71
$51K 0.01%
+146,052
72
$49K 0.01%
328,223
-33,843
73
$48K 0.01%
119,574
+400
74
$47K 0.01%
234,595
+128,232
75
$46K 0.01%
+24,200
1 2
3
4 5