WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$332M
AUM Growth
-$15.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
262
New
Increased
Reduced
Closed

Top Buys

1
+$16.3M
2
+$16M
3
+$3.81M
4
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$3.68M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.06M

Top Sells

1
+$1.79M
2
+$1.78M
3
+$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
+$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
+$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$109K 0.02%
11,076
52
$109K 0.02%
11,000
53
$108K 0.02%
+10,828
54
$106K 0.02%
+10,600
55
$100K 0.02%
+10,000
56
$99K 0.02%
10,000
57
$98K 0.02%
10,000
58
$98K 0.02%
10,000
59
$96K 0.02%
717,408
-345,693
60
$95K 0.02%
+20,311
61
$89K 0.02%
17,166
-12,313
62
$81K 0.02%
+218,920
63
$72K 0.01%
88,300
-4,537
64
$69K 0.01%
181,534
-183,257
65
$69K 0.01%
+89,743
66
$67K 0.01%
+18,487
67
$67K 0.01%
17,114
-1,886
68
$65K 0.01%
57,158
69
$65K 0.01%
+18,501
70
$61K 0.01%
+66,606
71
$59K 0.01%
50,000
72
$55K 0.01%
78,110
-48,109
73
$53K 0.01%
219,043
-346,604
74
$52K 0.01%
1,127
+727
75
$40K 0.01%
+56,667
1 2
3
4 5