WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+0.78%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$332M
AUM Growth
+$332M
Cap. Flow
+$38.9M
Cap. Flow %
11.71%
Top 10 Hldgs %
46.31%
Holding
262
New
46
Increased
9
Reduced
40
Closed
42

Top Buys

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$16.3M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16M
3
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$3.82M
4
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$3.68M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$3.06M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$1.78M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$1.53M
4
IEAWW
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$1.51M
5
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$1.39M

Sector Composition

1 Financials 0.81%
2 Consumer Discretionary 0.34%
3 Healthcare 0.33%
4 Technology 0.26%
5 Real Estate 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCNE
51
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$109K 0.02% 11,076 – –
ATSPT
52
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$109K 0.02% 11,000 – –
GSD
53
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$108K 0.02% +10,828 New +$108K
AOGOU
54
DELISTED
Arogo Capital Acquisition Corp. Unit
AOGOU
$106K 0.02% +10,600 New +$106K
GMFIU
55
DELISTED
Aetherium Acquisition Corp. Unit
GMFIU
$100K 0.02% +10,000 New +$100K
ZURA icon
56
Zura Bio
ZURA
$133M
$99K 0.02% 10,000 – –
MOBX icon
57
Mobix Labs
MOBX
$64.8M
$98K 0.02% 10,000 – –
EOCW
58
DELISTED
Elliott Opportunity II Corp.
EOCW
$98K 0.02% 10,000 – –
DSKEW
59
DELISTED
Daseke, Inc. Warrant
DSKEW
$96K 0.02% 717,408 -345,693 -33% -$46.3K
OWL.WS
60
DELISTED
Blue Owl Capital Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A C
OWL.WS
$95K 0.02% +20,311 New +$95K
HPKEW
61
DELISTED
HighPeak Energy, Inc. Warrant
HPKEW
$89K 0.02% 17,166 -12,313 -42% -$63.8K
KTTAW icon
62
Pasithea Therapeutics Corp. Warrants
KTTAW
$50.9K
$81K 0.02% +218,920 New +$81K
DTSTW icon
63
Data Storage Corporation Warrant
DTSTW
$368K
$72K 0.01% 88,300 -4,537 -5% -$3.7K
PTIXW icon
64
Protagenic Therapeutics, Inc. Warrant
PTIXW
$144K
$69K 0.01% 181,534 -183,257 -50% -$69.7K
HCDIZ
65
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$69K 0.01% +89,743 New +$69K
BFRIW icon
66
Biofrontera Inc. Warrants
BFRIW
$203K
$67K 0.01% +18,487 New +$67K
OPHC icon
67
OptimumBank Holdings
OPHC
$49.9M
$67K 0.01% 17,114 -1,886 -10% -$7.38K
VRMEW
68
DELISTED
VerifyMe, Inc. Warrant
VRMEW
$65K 0.01% 57,158 – –
VEV
69
DELISTED
Vicinity Motor Corp. Common Stock
VEV
$65K 0.01% +18,501 New +$65K
NRSNW icon
70
NeuroSense Therapeutics Ltd. Warrant
NRSNW
$13.2M
$61K 0.01% +66,606 New +$61K
FREEW
71
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$59K 0.01% 50,000 – –
VGZ icon
72
Vista Gold
VGZ
$154M
$55K 0.01% 78,110 -48,109 -38% -$33.9K
TRKAW
73
DELISTED
Troika Media Group, Inc. Warrant
TRKAW
$53K 0.01% 219,043 -346,604 -61% -$83.9K
KRBP
74
DELISTED
Kiromic BioPharma, Inc. Common Stock
KRBP
$52K 0.01% 33,815 +21,815 +182% +$33.5K
CINGW icon
75
Cingulate Inc. Warrants
CINGW
$40K 0.01% +56,667 New +$40K
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