WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$438M
AUM Growth
+$106M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$27.6M
2
+$11.9M
3
+$9.35M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$7.82M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.39M

Top Sells

1
+$2.66M
2
+$2.62M
3
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$1.07M
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

1 Financials 0.7%
2 Consumer Discretionary 0.53%
3 Real Estate 0.29%
4 Utilities 0.27%
5 Healthcare 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$240K 0.04%
122
-1,351
27
$227K 0.04%
57,912
+43,776
28
$209K 0.03%
21,324
29
$207K 0.03%
+20,636
30
$196K 0.03%
+43,883
31
$195K 0.03%
20,000
32
$188K 0.03%
+18,744
33
$172K 0.03%
227,299
-112,218
34
$171K 0.03%
17,502
35
$171K 0.03%
17,100
-2,900
36
$163K 0.03%
16,400
37
$160K 0.02%
168,111
-14,159
38
$157K 0.02%
16,077
39
$156K 0.02%
16,000
40
$151K 0.02%
+15,000
41
$149K 0.02%
+15,000
42
$148K 0.02%
15,044
43
$148K 0.02%
15,000
44
$146K 0.02%
15,000
45
$144K 0.02%
14,500
46
$137K 0.02%
98,141
-10,860
47
$137K 0.02%
+250,000
48
$135K 0.02%
56,239
+37,738
49
$134K 0.02%
68
50
$133K 0.02%
98,469
-21,185
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