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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$723M
AUM Growth
-$11.9M
Cap. Flow
-$10.6M
Cap. Flow %
-1.47%
Top 10 Hldgs %
31.69%
Holding
303
New
25
Increased
91
Reduced
129
Closed
13

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.49M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.21M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.43M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.04M
5
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$948K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$6.49M
2
SLV icon
iShares Silver Trust
SLV
+$2.31M
3
AMAT icon
Applied Materials
AMAT
+$2M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
SCHW
Charles Schwab
SCHW
+$1.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.63%
2 Technology 16.5%
3 Healthcare 8.31%
4 Financials 7.8%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
201
Uber
UBER
$161B
$357K 0.05%
4,967
-616
-11% -$47.4K
ARKK icon
202
ARK Innovation ETF
ARKK
$6.46B
$352K 0.05%
5,210
– –
DNOV icon
203
FT Vest US Equity Deep Buffer ETF November
DNOV
$403M
$350K 0.05%
7,315
– –
IJH icon
204
iShares Core S&P Mid-Cap ETF
IJH
$124B
$349K 0.05%
5,170
-184
-3% -$12.8K
DDOG icon
205
Datadog
DDOG
$85.1B
$346K 0.05%
2,934
+3
+0.1% +$370
TXN icon
206
Texas Instruments
TXN
$236B
$346K 0.05%
1,783
+114
+7% +$23.1K
SHY icon
207
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$345K 0.05%
+4,176
New +$346K
KO icon
208
Coca-Cola
KO
$386B
$343K 0.05%
4,514
+164
+4% +$12.4K
SHYG icon
209
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.68B
$343K 0.05%
8,102
-117
-1% -$4.99K
TPL icon
210
Texas Pacific Land
TPL
$25.1B
$341K 0.05%
719
+5
+0.7% +$2.15K
AB icon
211
AllianceBernstein
AB
$3.43B
$339K 0.05%
9,048
+418
+5% +$16.4K
VIS icon
212
Vanguard Industrials ETF
VIS
$8.07B
$336K 0.05%
1,075
+47
+5% +$15.3K
XHE icon
213
State Street SPDR S&P Health Care Equipment ETF
XHE
$176M
$335K 0.05%
4,279
+678
+19% +$57.9K
FLAX icon
214
Franklin FTSE Asia ex Japan ETF
FLAX
$58.6M
$324K 0.04%
10,609
– –
KYN icon
215
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
$315K 0.04%
22,034
– –
AXP icon
216
American Express
AXP
$225B
$314K 0.04%
1,039
-37
-3% -$12.4K
GLW icon
217
Corning
GLW
$128B
$314K 0.04%
+2,308
New +$278K
EXC icon
218
Exelon
EXC
$45.3B
$312K 0.04%
6,356
-111
-2% -$5.16K
SCHG icon
219
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$311K 0.04%
10,689
– –
VPU
220
Vanguard Utilities ETF
VPU
$8.26B
$303K 0.04%
1,530
+178
+13% +$34.6K
IVE icon
221
iShares S&P 500 Value ETF
IVE
$50.2B
$303K 0.04%
1,433
+3
+0.2% +$650
VBR icon
222
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$300K 0.04%
1,383
– –
GEV icon
223
GE Vernova
GEV
$243B
$299K 0.04%
+343
New +$268K
IEMG icon
224
iShares Core MSCI Emerging Markets ETF
IEMG
$160B
$299K 0.04%
4,288
-88
-2% -$6.35K
NOW icon
225
ServiceNow
NOW
$150B
$293K 0.04%
2,799
+102
+4% +$12K
7 8
9
10 11

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CPA
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Vivaldi Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Vivaldi Capital Management held 303 positions worth $723M, down 1.6% from $735M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q1 2026 filing shows 25 new, 91 increased, 129 reduced and 13 closed positions. Its largest new stake was Figure Technology Solutions: 15,894 shares worth $540K. The largest sale was Meta Platforms (Facebook), an estimated $6.49M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

  • Vivaldi Capital Management's largest Q1 2026 buy was Figure Technology Solutions: 15,894 shares worth $540K.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q1 2026, an estimated $3.49M increase.
  • Vivaldi Capital Management's biggest Q1 2026 reduction was Meta Platforms (Facebook), cutting an estimated $6.49M.
  • Vivaldi Capital Management fully exited BlackRock CA Municipal Income Trust in Q1 2026, selling an estimated $474K.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $723M portfolio in Q1 2026.
  • Vivaldi Capital Management opened 25 new positions and closed 13 in Q1 2026.
  • Vivaldi Capital Management's portfolio value fell 1.6% quarter-over-quarter to $723M.

Based on Vivaldi Capital Management's 13F filing for Q1 2026, filed 14 May 2026.