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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$723M
AUM Growth
-$11.9M
Cap. Flow
-$10.6M
Cap. Flow %
-1.47%
Top 10 Hldgs %
31.69%
Holding
303
New
25
Increased
91
Reduced
129
Closed
13

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.49M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.21M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.43M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.04M
5
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$948K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$6.49M
2
SLV icon
iShares Silver Trust
SLV
+$2.31M
3
AMAT icon
Applied Materials
AMAT
+$2M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
SCHW
Charles Schwab
SCHW
+$1.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.63%
2 Technology 16.5%
3 Healthcare 8.31%
4 Financials 7.8%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
176
Vanguard Morningstar Growth ETF
VUG
$228B
$432K 0.06%
5,940
-1,206
-17% -$93.8K
IGM icon
177
iShares Expanded Tech Sector ETF
IGM
$10.6B
$426K 0.06%
3,595
– –
MA icon
178
Mastercard
MA
$521B
$423K 0.06%
846
-69
-8% -$36.3K
GRNJ
179
Fundstrat Granny Shots US Small & Mid-Cap ETF
GRNJ
$522M
$417K 0.06%
+16,690
New +$450K
EWC icon
180
iShares MSCI Canada ETF
EWC
$6.85B
$410K 0.06%
7,476
– –
DIS icon
181
Walt Disney
DIS
$187B
$409K 0.06%
4,248
-180
-4% -$19K
BIP icon
182
Brookfield Infrastructure Partners
BIP
$17.5B
$406K 0.06%
11,250
– –
PECO icon
183
Phillips Edison & Co
PECO
$5.03B
$405K 0.06%
10,835
– –
XLY icon
184
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
$403K 0.06%
3,699
+1,355
+58% +$158K
NOC icon
185
Northrop Grumman
NOC
$77.5B
$400K 0.06%
587
+5
+0.9% +$3.46K
IYM icon
186
iShares US Basic Materials ETF
IYM
$1.03B
$400K 0.06%
2,273
+4
+0.2% +$700
CEV
187
Eaton Vance California Municipal Income Trust
CEV
$75.4M
$394K 0.05%
39,103
+24
+0.1% +$248
MSI icon
188
Motorola Solutions
MSI
$80.4B
$385K 0.05%
888
+9
+1% +$3.9K
IGV icon
189
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$385K 0.05%
+4,805
New +$425K
PLTR icon
190
Palantir
PLTR
$448B
$380K 0.05%
2,600
-57
-2% -$8.71K
APO icon
191
Apollo Global Management
APO
$79.7B
$379K 0.05%
3,405
-41
-1% -$5.08K
BAC icon
192
Bank of America
BAC
$436B
$379K 0.05%
7,774
-239
-3% -$12.3K
AUSM
193
Allspring Ultra Short Municipal ETF
AUSM
$33.1M
$377K 0.05%
15,040
-4,760
-24% -$120K
ESGU icon
194
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$374K 0.05%
2,647
– –
IYF icon
195
iShares US Financials ETF
IYF
$4.31B
$372K 0.05%
3,163
-1,086
-26% -$135K
FXH icon
196
First Trust Health Care AlphaDEX Fund
FXH
$1.15B
$371K 0.05%
3,378
+524
+18% +$59.4K
HYG icon
197
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$370K 0.05%
4,649
-62
-1% -$4.99K
PM icon
198
Philip Morris
PM
$299B
$370K 0.05%
2,237
-53
-2% -$9.21K
SRE icon
199
Sempra
SRE
$55.1B
$364K 0.05%
3,744
+21
+0.6% +$1.92K
VCV icon
200
Invesco California Value Municipal Income Trust
VCV
$516M
$361K 0.05%
34,560
+26
+0.1% +$287
6 7
8
9 10

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Vivaldi Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Vivaldi Capital Management held 303 positions worth $723M, down 1.6% from $735M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q1 2026 filing shows 25 new, 91 increased, 129 reduced and 13 closed positions. Its largest new stake was Figure Technology Solutions: 15,894 shares worth $540K. The largest sale was Meta Platforms (Facebook), an estimated $6.49M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

  • Vivaldi Capital Management's largest Q1 2026 buy was Figure Technology Solutions: 15,894 shares worth $540K.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q1 2026, an estimated $3.49M increase.
  • Vivaldi Capital Management's biggest Q1 2026 reduction was Meta Platforms (Facebook), cutting an estimated $6.49M.
  • Vivaldi Capital Management fully exited BlackRock CA Municipal Income Trust in Q1 2026, selling an estimated $474K.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $723M portfolio in Q1 2026.
  • Vivaldi Capital Management opened 25 new positions and closed 13 in Q1 2026.
  • Vivaldi Capital Management's portfolio value fell 1.6% quarter-over-quarter to $723M.

Based on Vivaldi Capital Management's 13F filing for Q1 2026, filed 14 May 2026.