VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M Turnover 12.54%
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$723M
AUM Growth
-$11.9M
Cap. Flow
-$10.6M
Cap. Flow %
-1.47%
Top 10 Hldgs %
31.69%
Holding
303
New
25
Increased
91
Reduced
129
Closed
13
Avg Time Held Equity + Options
3.6 years
Top 10 Avg Time Held Equity + Options
1.8 years
Top 20 Avg Time Held Equity + Options
2.5 years
Avg Time Held Equity only
3.7 years
Top 10 Avg Time Held Equity only
1.8 years
Top 20 Avg Time Held Equity only
2.5 years

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.49M
2
SPYM icon
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$2.21M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.43M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.04M
5
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$948K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$6.49M
2
SLV icon
iShares Silver Trust
SLV
+$2.31M
3
AMAT icon
Applied Materials
AMAT
+$2M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
SCHW icon
Charles Schwab
SCHW
+$1.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.63%
2 Technology 16.5%
3 Healthcare 8.31%
4 Financials 7.8%
5 Communication Services 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NSC icon
151
Norfolk Southern
NSC
$72.8B
$581K 0.08%
2,025
-2
-0.1% -$594
2024 Q4
5 quarters
SUB icon
152
iShares Short-Term National Muni Bond ETF
SUB
$12.3B
$580K 0.08%
5,444
-195
-3% -$20.9K
2020 Q3
22 quarters
FNDX icon
153
Schwab Fundamental US Large Company Index ETF
FNDX
$27.9B
$546K 0.08%
19,602
+10
+0.1% +$283
2022 Q4
13 quarters
IBIT icon
154
iShares Bitcoin Trust
IBIT
$65.7B
$542K 0.07%
14,096
+9,840
+231% +$426K
2024 Q4
5 quarters
FIGR icon
155
Figure Technology Solutions
FIGR
$5.62B
$540K 0.07%
+15,894
New +$685K
2026 Q1
0 quarters
GCAL icon
156
Goldman Sachs Dynamic California Municipal Income ETF
GCAL
$219M
$534K 0.07%
10,541
-338
-3% -$17.3K
2025 Q4
1 quarter
MO icon
157
Altria Group
MO
$122B
$532K 0.07%
8,065
+77
+1% +$4.95K
2021 Q4
17 quarters
MCD icon
158
McDonald's
MCD
$169B
$530K 0.07%
1,705
-69
-4% -$22K
2018 Q4
29 quarters
PH icon
159
Parker-Hannifin
PH
$121B
$521K 0.07%
582
– –
2023 Q2
11 quarters
SKYY icon
160
First Trust Cloud Computing ETF
SKYY
$3.33B
$520K 0.07%
4,755
+389
+9% +$45.3K
2024 Q1
8 quarters
DFUV icon
161
Dimensional US Marketwide Value ETF
DFUV
$15.3B
$509K 0.07%
10,494
+12
+0.1% +$589
2022 Q2
15 quarters
VDC icon
162
Vanguard Consumer Staples ETF
VDC
$7.88B
$506K 0.07%
2,252
+7
+0.3% +$1.6K
2024 Q3
6 quarters
CIBR icon
163
First Trust NASDAQ Cybersecurity ETF
CIBR
$18B
$504K 0.07%
8,035
+587
+8% +$39.4K
2024 Q1
8 quarters
EWU icon
164
iShares MSCI United Kingdom ETF
EWU
$3.71B
$500K 0.07%
10,981
+21
+0.2% +$968
2024 Q4
5 quarters
EBIZ icon
165
Global X E-commerce ETF
EBIZ
$25.4M
$496K 0.07%
18,546
+1,461
+9% +$43.7K
2024 Q1
8 quarters
DIA icon
166
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.8B
$493K 0.07%
1,065
– –
2022 Q3
14 quarters
IYC icon
167
iShares US Consumer Discretionary ETF
IYC
$1.2B
$491K 0.07%
5,064
-4
-0.1% -$408
2024 Q3
6 quarters
CEG icon
168
Constellation Energy
CEG
$99.1B
$483K 0.07%
1,731
-6
-0.3% -$1.82K
2024 Q3
6 quarters
AEM icon
169
Agnico Eagle Mines
AEM
$89.6B
$462K 0.06%
2,276
-368
-14% -$76.6K
2024 Q3
6 quarters
CVX icon
170
Chevron
CVX
$436B
$455K 0.06%
2,198
+90
+4% +$16.4K
2023 Q4
9 quarters
CSCO icon
171
Cisco
CSCO
$448B
$453K 0.06%
5,844
-206
-3% -$16.1K
2017 Q1
36 quarters
AMD icon
172
Advanced Micro Devices
AMD
$932B
$441K 0.06%
2,168
-5
-0.2% -$1.07K
2024 Q2
7 quarters
USB icon
173
US Bancorp
USB
$87.7B
$437K 0.06%
8,403
+5
+0.1% +$275
2017 Q1
36 quarters
JEPI icon
174
JPMorgan Equity Premium Income ETF
JEPI
$45.7B
$434K 0.06%
7,655
+615
+9% +$35.8K
2024 Q4
5 quarters
FTXH icon
175
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$1.07B
$433K 0.06%
12,590
+1,741
+16% +$59.5K
2024 Q1
8 quarters
5 6
7
8 9

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GWM
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TAP
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FTC
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FFWA
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DCM
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OWM
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Vivaldi Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Vivaldi Capital Management held 303 positions worth $723M, down 1.6% from $735M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q1 2026 filing shows 25 new, 91 increased, 129 reduced and 13 closed positions. Its largest new stake was Figure Technology Solutions: 15,894 shares worth $540K. The largest sale was Meta Platforms (Facebook), an estimated $6.49M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

  • Vivaldi Capital Management's largest Q1 2026 buy was Figure Technology Solutions: 15,894 shares worth $540K.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q1 2026, an estimated $3.49M increase.
  • Vivaldi Capital Management's biggest Q1 2026 reduction was Meta Platforms (Facebook), cutting an estimated $6.49M.
  • Vivaldi Capital Management fully exited BlackRock CA Municipal Income Trust in Q1 2026, selling an estimated $474K.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $723M portfolio in Q1 2026.
  • Vivaldi Capital Management opened 25 new positions and closed 13 in Q1 2026.
  • Vivaldi Capital Management's portfolio value fell 1.6% quarter-over-quarter to $723M.

Based on Vivaldi Capital Management's 13F filing for Q1 2026, filed 14 May 2026.