Vivaldi Capital Management’s FT Vest US Equity Deep Buffer ETF November DNOV Stock Holding History

Vivaldi Capital Management’s Portfolio DNOV Stock Details DNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-7,315	Closed	-$350K	–	54
2026 Q1	$350K	Hold	7,315	–	–	0.05%	203
2025 Q4	$357K	Hold	7,315	–	–	0.05%	196
2025 Q3	$342K	Hold	7,315	–	–	0.05%	202
2025 Q2	$327K	Hold	7,315	–	–	0.05%	209
2025 Q1	$307K	Hold	7,315	–	–	0.05%	203
2024 Q4	$318K	Hold	7,315	–	–	0.05%	201
2024 Q3	$308K	Hold	7,315	–	–	0.09%	156
2024 Q2	$303K	Hold	7,315	–	–	0.09%	171
2024 Q1	$297K	Hold	7,315	–	–	0.09%	172
2023 Q4	$288K	Hold	7,315	–	–	0.09%	172
2023 Q3	$260K	Hold	7,315	–	–	0.08%	158
2023 Q2	$266K	Hold	7,315	–	–	0.08%	160
2023 Q1	$251K	Buy	+7,315	New	+$246K	0.08%	168

Other funds holding DNOV

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

OAJ

Ogorek Anthony Joseph Williamsville, New York $403M AUM 22.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Waverly Advisors Birmingham, Alabama $17.2B AUM 24.89% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return

Winnow Wealth Waco, Texas $147M AUM 23.82% 1-Year Est. Return

Vivaldi Capital Management's DNOV Position: Q2 2026 in Review

Vivaldi Capital Management sold out of FT Vest US Equity Deep Buffer ETF November (DNOV) in Q2 2026, closing a stake of 7,315 shares — an estimated $350K sold.

Vivaldi Capital Management first reported a position in DNOV in Q1 2023 and held it in 13 quarters. The position peaked at $357K in Q4 2025. 121 funds tracked by Wall St. Rank hold DNOV as of Q2 2026.

Vivaldi Capital Management reported no remaining FT Vest US Equity Deep Buffer ETF November position as of Q2 2026 after selling out during the quarter.
Vivaldi Capital Management sold 7,315 FT Vest US Equity Deep Buffer ETF November shares in Q2 2026, an estimated $350K.
Vivaldi Capital Management first reported a position in FT Vest US Equity Deep Buffer ETF November in Q1 2023 and held it in 13 quarters.
Vivaldi Capital Management's FT Vest US Equity Deep Buffer ETF November position peaked at $357K in Q4 2025.
121 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF November as of Q2 2026.

Based on Vivaldi Capital Management's 13F filing for Q2 2026.