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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
Cap. Flow
-$85.1M
Cap. Flow %
-25.73%
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.89M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.25M
3
KIO
KKR Income Opportunities Fund
KIO
+$2.57M
4
PML
PIMCO Municipal Income Fund II
PML
+$1.91M
5
MVT
BlackRock MuniVest Fund II
MVT
+$1.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.57M
2
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.75M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.52M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.31M

Sector Composition

Rank Sector Weight
1 Real Estate 5.34%
2 Technology 5.29%
3 Financials 2.98%
4 Healthcare 2.92%
5 Consumer Discretionary 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
126
ARK Innovation ETF
ARKK
$6.31B
$390K 0.12%
9,670
– –
META icon
127
Meta Platforms (Facebook)
META
$1.51T
$388K 0.12%
1,833
-431
-19% -$73.4K
VGT icon
128
Vanguard Information Technology ETF
VGT
$149B
$386K 0.12%
8,016
-664
-8% -$29.4K
MS icon
129
Morgan Stanley
MS
$340B
$386K 0.12%
4,393
-488
-10% -$45.5K
BIP icon
130
Brookfield Infrastructure Partners
BIP
$18B
$380K 0.11%
11,250
-3,750
-25% -$126K
FPA icon
131
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$109M
$379K 0.11%
14,151
-131,837
-90% -$3.52M
AMLP icon
132
Alerian MLP ETF
AMLP
$12.8B
$378K 0.11%
9,787
-12,682
-56% -$497K
IGSB icon
133
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$369K 0.11%
7,300
– –
CMCSA icon
134
Comcast
CMCSA
$90B
$363K 0.11%
9,578
+1,490
+18% +$56.3K
AMGN icon
135
Amgen
AMGN
$222B
$358K 0.11%
1,480
-267
-15% -$65.5K
QQQ icon
136
Invesco QQQ Trust
QQQ
$484B
$355K 0.11%
1,107
-340
-23% -$100K
PECO icon
137
Phillips Edison & Co
PECO
$5.24B
$352K 0.11%
10,790
– –
SHM icon
138
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$351K 0.11%
7,390
-940
-11% -$44.4K
SH icon
139
ProShares Short S&P500
SH
$897M
$350K 0.11%
5,834
-104
-2% -$6.42K
HOOD icon
140
Robinhood
HOOD
$83.9B
$342K 0.1%
35,185
– –
FEZ icon
141
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$338K 0.1%
7,537
– –
DIA icon
142
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$338K 0.1%
1,015
-150
-13% -$49.8K
BMY icon
143
Bristol-Myers Squibb
BMY
$132B
$333K 0.1%
4,803
-10
-0.2% -$705
DIS icon
144
Walt Disney
DIS
$181B
$324K 0.1%
3,234
-1,953
-38% -$197K
VHT icon
145
Vanguard Health Care ETF
VHT
$18.6B
$323K 0.1%
1,353
+246
+22% +$59.2K
MUC icon
146
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$320K 0.1%
+28,931
New +$321K
COST icon
147
Costco
COST
$420B
$317K 0.1%
638
+32
+5% +$15.7K
UNP icon
148
Union Pacific
UNP
$174B
$310K 0.09%
1,538
-25
-2% -$5.07K
MO icon
149
Altria Group
MO
$114B
$301K 0.09%
6,738
-1,886
-22% -$86.7K
PEP icon
150
PepsiCo
PEP
$190B
$288K 0.09%
1,581
-3,318
-68% -$580K
4 5
6
7 8

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Vivaldi Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.

  • Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
  • Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
  • Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
  • Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
  • Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
  • Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.