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Vivaldi Capital Management’s First Trust Asia Pacific ex-Japan AlphaDEX Fund FPA Stock Holding History

Vivaldi Capital Management’s Portfolio FPA Stock Details FPA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-10,185
Closed -$270K – 199
2023
Q2 		$270K Sell
10,185
-3,966
-28% -$106K 0.08% 157
2023
Q1 		$379K Sell
14,151
-131,837
-90% -$3.52M 0.11% 131
2022
Q4 		$3.9M Sell
145,988
-10,262
-7% -$253K 0.97% 30
2022
Q3 		$3.63M Sell
156,250
-336
-0.2% -$8.67K 0.98% 27
2022
Q2 		$4.07M Buy
156,586
+2,110
+1% +$60.7K 1.06% 25
2022
Q1 		$4.4M Sell
154,476
-1,347
-0.9% -$40.8K 1.15% 21
2021
Q4 		$4.85M Buy
155,823
+2,468
+2% +$78.8K 1.12% 20
2021
Q3 		$4.96M Buy
153,355
+1,471
+1% +$50.6K 1.07% 22
2021
Q2 		$5.26M Buy
151,884
+3,862
+3% +$139K 1.06% 22
2021
Q1 		$5.33M Sell
148,022
-725
-0.5% -$24.5K 1.05% 21
2020
Q4 		$4.72M Buy
148,747
+21
+0% +$608 1.01% 24
2020
Q3 		$4.34M Sell
148,726
-1,338
-0.9% -$35.3K 0.96% 24
2020
Q2 		$4.11M Sell
150,064
-3,076
-2% -$69.5K 0.85% 27
2020
Q1 		$3.04M Sell
153,140
-35,723
-19% -$889K 0.69% 30
2019
Q4 		$5.38M Sell
188,863
-5,104
-3% -$142K 1.3% 14
2019
Q3 		$5.33M Sell
193,967
-10,045
-5% -$282K 1.26% 17
2019
Q2 		$6.07M Sell
204,012
-21,116
-9% -$624K 1.59% 10
2019
Q1 		$6.85M Sell
225,128
-12,541
-5% -$376K 1.9% 6
2018
Q4 		$6.47M Buy
+237,669
New +$6.74M 2.79% 5

Other funds holding FPA

WIM
Waverton Investment Management London, United Kingdom $7.77B AUM 25.07% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SAM
SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
RG
Rathbones Group Liverpool, United Kingdom $27.1B AUM 20.2% 1-Year Est. Return
RFWA
RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Vivaldi Capital Management's FPA Position: Q3 2023 in Review

Vivaldi Capital Management sold out of First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) in Q3 2023, closing a stake of 10,185 shares — an estimated $270K sold.

Vivaldi Capital Management first reported a position in FPA in Q4 2018 and held it in 19 quarters. The position peaked at $6.85M in Q1 2019. 12 funds tracked by Wall St. Rank hold FPA as of Q3 2023.

  • Vivaldi Capital Management reported no remaining First Trust Asia Pacific ex-Japan AlphaDEX Fund position as of Q3 2023 after selling out during the quarter.
  • Vivaldi Capital Management sold 10,185 First Trust Asia Pacific ex-Japan AlphaDEX Fund shares in Q3 2023, an estimated $270K.
  • Vivaldi Capital Management first reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund in Q4 2018 and held it in 19 quarters.
  • Vivaldi Capital Management's First Trust Asia Pacific ex-Japan AlphaDEX Fund position peaked at $6.85M in Q1 2019.
  • 12 funds tracked by Wall St. Rank held First Trust Asia Pacific ex-Japan AlphaDEX Fund as of Q3 2023.

Based on Vivaldi Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.