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First Trust Asia Pacific ex-Japan AlphaDEX Fund

24 hedge funds and large institutions have $17.1M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.88% more ownership

Funds ownership: 56.5%59.38% (+2.9%)

0% more funds holding

Funds holding: 2424 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

3% less capital invested

Capital invested by funds: $17.7M → $17.1M (-$537K)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
24
Holders Change
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
6
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VCM
1
Vivaldi Capital Management
Illinois
$5.33M -$282K -10,045 -5%
KWM
2
Kingsview Wealth Management
Oregon
$2.01M +$54.3K +1,937 +3%
Morgan Stanley
3
Morgan Stanley
New York
$1.89M -$72.9K -2,598 -4%
Jane Street
4
Jane Street
New York
$1.82M +$822K +29,321 +79%
SAM
5
SignalPoint Asset Management
Missouri
$1.37M -$15.5K -554 -1%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$872K +$244K +8,683 +37%
RG
7
Rathbones Group
United Kingdom
$685K +$77.8K +2,775 +13%
Bank of America
8
Bank of America
North Carolina
$599K +$261K +9,306 +74%
FIM
9
Freedom Investment Management
Connecticut
$596K -$141K -5,038 -19%
LPL Financial
10
LPL Financial
California
$538K -$6.2K -221 -1%
RFWA
11
RPg Family Wealth Advisory
Massachusetts
$488K -$2.36K -84 -0.5%
UBS Group
12
UBS Group
Switzerland
$319K
Citadel Advisors
13
Citadel Advisors
Florida
$295K -$57K -2,031 -16%
Citigroup
14
Citigroup
New York
$108K -$39.3K -1,400 -26%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$63K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$54K
Wells Fargo
17
Wells Fargo
California
$33K +$17.8K +633 +114%
FGAM
18
Financial Gravity Asset Management
Texas
$22K -$16.5K -588 -42%
NFG
19
Next Financial Group
Texas
$19K
RCAG
20
Rehmann Capital Advisory Group
Michigan
$6.44K +$3.45K +123 New
AG
21
Advisor Group
Arizona
$5K
BCMIO
22
Beacon Capital Management Inc (Ohio)
Ohio
-$1K -22 Closed
IA
23
IFP Advisors
Florida
+$112 +4 New

FPA Hedge Fund Activity: Q3 2019 in Review

24 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q3 2019, worth a combined $17.1M — down 3% from $17.7M a quarter earlier.

Fund positioning in FPA was balanced in Q3 2019: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 9 trimmed.

The largest buyer was Jane Street, adding an estimated $822K. The largest seller was Vivaldi Capital Management, cutting an estimated $282K.

  • 24 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $17.1M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q3 2019, down 3% quarter-over-quarter.
  • 2 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q3 2019 and 2 closed out, a net change of 0 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q3 2019 was Jane Street, an estimated $822K added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q3 2019 was Vivaldi Capital Management, an estimated $282K sold.

Based on aggregated 13F filings for Q3 2019.