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First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA

26 hedge funds and large institutions have $25.4M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more capital invested

Capital invested by funds: $15.1M → $25.4M (+$10.3M)

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

18.19% more ownership

Funds ownership: 46.2% → 64.4% (+18%)

4% more funds holding

Funds holding: 25 → 26 (+1)

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Cerity Partners
Cerity Partners
New York
+$3.21M
2
MML Investors Services
MML Investors Services
Massachusetts
+$2.5M
3
AG
Advisor Group
Arizona
+$2.03M
4
SAM
Shamrock Asset Management
Texas
+$1.18M
5
Citadel Advisors
Citadel Advisors
Florida
+$242K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$857K
2
Jane Street
Jane Street
New York
-$820K
3
OMC
Old Mission Capital
Illinois
-$517K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$445K
5
CS
Credit Suisse
Switzerland
-$275K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.37M -$857K -28,782 -12%
Cerity Partners
2
Cerity Partners
New York
$4.84M +$3.21M +107,975 New
MML Investors Services
3
MML Investors Services
Massachusetts
$2.47M +$2.5M +83,848 New
SAM
4
SignalPoint Asset Management
Missouri
$2.3M +$59.4K +1,996 +3%
AG
5
Advisor Group
Arizona
$2.19M +$2.03M +68,283 +3,414%
UBS Group
6
UBS Group
Switzerland
$1.43M +$17.5K +589 +1%
SAM
7
Shamrock Asset Management
Texas
$1.24M +$1.18M +39,700 New
Bank of America
8
Bank of America
North Carolina
$1.22M +$162K +5,453 +16%
LPL Financial
9
LPL Financial
California
$791K +$102K +3,427 +15%
RPG
10
Risk Paradigm Group
Texas
$572K -$19.8K -664 -3%
Stifel Financial
11
Stifel Financial
Missouri
$495K +$30 +1 +0%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$289K -$52.8K -1,775 -16%
Citadel Advisors
13
Citadel Advisors
Florida
$253K +$242K +8,121 New
Fifth Third Bancorp
14
Fifth Third Bancorp
Ohio
$222K – – –
OC
15
Oppenheimer & Co
New York
$218K +$208K +7,000 New
Ameriprise
16
Ameriprise
Minnesota
$209K -$39K -1,310 -16%
DADC
17
D.A. Davidson & Co
Montana
$80K – – –
RFWA
18
RPg Family Wealth Advisory
Massachusetts
$72.4K +$47.5K +1,595 +218%
KPCM
19
Kings Point Capital Management
New York
$62K +$59.5K +2,000 New
Wells Fargo
20
Wells Fargo
California
$55K +$26.7K +898 +103%
BWA
21
Burt Wealth Advisors
Maryland
$10K – – –
TRCT
22
Tower Research Capital (TRC)
New York
$3K -$5.95K -200 -67%
Citigroup
23
Citigroup
New York
$3K – – –
SPIA
24
Steward Partners Investment Advisory
New York
$3K +$3.78K +127 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$2K – – –
1
2

FPA Hedge Fund Activity: Q1 2017 in Review

26 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q1 2017, worth a combined $25.4M — up 68% from $15.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FPA positions and 5 closed out — a net gain of 2 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Cerity Partners, opening a new position worth an estimated $3.21M. The largest seller was Morgan Stanley, cutting an estimated $857K.

  • 26 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q1 2017, up from 25 in Q4 2016.
  • Funds reported $25.4M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q1 2017, up 68% quarter-over-quarter.
  • 7 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q1 2017 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q1 2017 was Cerity Partners, an estimated $3.21M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q1 2017 was Morgan Stanley, an estimated $857K sold.

Based on aggregated 13F filings for Q1 2017.