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First Trust Asia Pacific ex-Japan AlphaDEX Fund

21 hedge funds and large institutions have $17.6M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

14.99% less ownership

Funds ownership: 64.79%49.8% (-15%)

21% less capital invested

Capital invested by funds: $22.2M → $17.6M (-$4.63M)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.25M +$18K +682 +0.3%
SAM
2
SignalPoint Asset Management
Missouri
$1.83M -$1.01M -38,264 -37%
Bank of America
3
Bank of America
North Carolina
$1.67M -$1.05M -39,563 -40%
LPL Financial
4
LPL Financial
California
$1.38M -$433K -16,372 -25%
UBS Group
5
UBS Group
Switzerland
$1.14M +$85.2K +3,222 +9%
Jane Street
6
Jane Street
New York
$1.09M -$1.06M -40,092 -51%
Citadel Advisors
7
Citadel Advisors
Florida
$909K +$386K +14,616 +85%
Ameriprise
8
Ameriprise
Minnesota
$859K +$33.8K +1,278 +4%
OMC
9
Old Mission Capital
Illinois
$821K +$425K +16,065 +125%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$783K -$47.2K -1,784 -6%
Stifel Financial
11
Stifel Financial
Missouri
$447K +$47.9K +1,811 +13%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$200K -$10.6K -399 -5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$119K -$168K -6,370 -60%
DADC
14
D.A. Davidson & Co
Montana
$73K
Wells Fargo
15
Wells Fargo
California
$21K -$18.1K -684 -48%
TRCT
16
Tower Research Capital (TRC)
New York
$14K +$5.53K +209 +70%
BWA
17
Burt Wealth Advisors
Maryland
$9K +$8.33K +315 New
Citigroup
18
Citigroup
New York
$3K -$15.9K -600 -87%
MFS
19
MSI Financial Services
Massachusetts
$2K +$1.51K +57 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1K +$1.32K +50 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
-$2.25M -80,977 Closed
JFGIW
22
Johnson Financial Group Inc (Wisconsin)
Wisconsin
-$10K -377 Closed
IA
23
IFP Advisors
Florida
-$5K -200 Closed

FPA Hedge Fund Activity: Q1 2016 in Review

21 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q1 2016, worth a combined $17.6M — down 21% from $22.2M a quarter earlier.

Fund positioning in FPA was balanced in Q1 2016: 3 funds opened new positions, 3 closed out, 7 added to existing stakes and 9 trimmed.

The largest buyer was Old Mission Capital, adding an estimated $425K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.25M sold.

  • 21 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $17.6M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q1 2016, down 21% quarter-over-quarter.
  • 3 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q1 2016 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q1 2016 was Old Mission Capital, an estimated $425K added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q1 2016 was Susquehanna International Group, an estimated $2.25M sold.

Based on aggregated 13F filings for Q1 2016.