Ameriprise’s First Trust Asia Pacific ex-Japan AlphaDEX Fund FPA Stock Holding History

Ameriprise’s Portfolio FPA Stock Details FPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-6,714	Closed	-$209K	–	3752
2017 Q1	$209K	Sell	6,714 -1,310	-16%	-$39K	﹤0.01%	3460
2016 Q4	$218K	Sell	8,024 -26,485	-77%	-$751K	﹤0.01%	3638
2016 Q3	$1.04M	Buy	34,509 +365	+1%	+$10.8K	﹤0.01%	2895
2016 Q2	$940K	Buy	34,144 +3,856	+13%	+$106K	﹤0.01%	2905
2016 Q1	$859K	Buy	30,288 +1,278	+4%	+$33.8K	﹤0.01%	2931
2015 Q4	$796K	Buy	29,010 +4,273	+17%	+$121K	﹤0.01%	3052
2015 Q3	$667K	Buy	+24,737	New	+$707K	﹤0.01%	3146
2014 Q4	–	Sell	-239	Closed	-$7K	–	3960
2014 Q3	$7K	Buy	239 +146	+157%	+$4.57K	﹤0.01%	5000
2014 Q2	$3K	Buy	+93	New	+$2.75K	﹤0.01%	5094

Other funds holding FPA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RPG

Risk Paradigm Group Austin, Texas $117M AUM

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Ameriprise's FPA Position: Q2 2017 in Review

Ameriprise sold out of First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) in Q2 2017, closing a stake of 6,714 shares — an estimated $209K sold.

Ameriprise first reported a position in FPA in Q2 2014 and held it in 9 quarters. The position peaked at $1.04M in Q3 2016. 21 funds tracked by Wall St. Rank hold FPA as of Q2 2017.

Ameriprise reported no remaining First Trust Asia Pacific ex-Japan AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
Ameriprise sold 6,714 First Trust Asia Pacific ex-Japan AlphaDEX Fund shares in Q2 2017, an estimated $209K.
Ameriprise first reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund in Q2 2014 and held it in 9 quarters.
Ameriprise's First Trust Asia Pacific ex-Japan AlphaDEX Fund position peaked at $1.04M in Q3 2016.
21 funds tracked by Wall St. Rank held First Trust Asia Pacific ex-Japan AlphaDEX Fund as of Q2 2017.

Based on Ameriprise's 13F filing for Q2 2017, filed 10 Aug 2017.