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First Trust Asia Pacific ex-Japan AlphaDEX Fund

18 hedge funds and large institutions have $22.7M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

17.44% more ownership

Funds ownership: 63.38%80.82% (+17%)

28% less funds holding

Funds holding: 2518 (-7)

31% less capital invested

Capital invested by funds: $33.1M → $22.7M (-$10.4M)

86% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 7

Holders
18
Holders Change
-7
Holders Change %
-28%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
6
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.76M -$2.38M -83,117 -22%
FIM
2
Freedom Investment Management
Connecticut
$3.37M +$8.15M +284,844 +2,986%
SAM
3
SignalPoint Asset Management
Missouri
$3.15M +$246K +8,612 +8%
Bank of America
4
Bank of America
North Carolina
$1.81M +$1.35M +47,295 +240%
Jane Street
5
Jane Street
New York
$1.66M +$638K +22,306 +57%
LPL Financial
6
LPL Financial
California
$970K +$76.8K +2,686 +8%
Citadel Advisors
7
Citadel Advisors
Florida
$856K -$750K -26,215 -45%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$749K -$737K -25,756 -48%
Ameriprise
9
Ameriprise
Minnesota
$667K +$707K +24,737 New
UBS Group
10
UBS Group
Switzerland
$566K +$184K +6,421 +44%
Stifel Financial
11
Stifel Financial
Missouri
$405K -$11K -384 -2%
OMC
12
Old Mission Capital
Illinois
$338K +$134K +4,686 +60%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$293K -$694K -24,264 -69%
DADC
14
D.A. Davidson & Co
Montana
$70K
Wells Fargo
15
Wells Fargo
California
$47K -$319K -11,146 -86%
JFGIW
16
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$10K +$572 +20 +6%
BWA
17
Burt Wealth Advisors
Maryland
$8K
RJA
18
Raymond James & Associates
Florida
-$4.39M -143,646 Closed
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$2.66M -87,101 Closed
RPG
20
Risk Paradigm Group
Texas
-$1.03M -33,771 Closed
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
-$227K -7,438 Closed
US Bancorp
22
US Bancorp
Minnesota
-$49K -1,588 Closed
MFS
23
MSI Financial Services
Massachusetts
-$11K -362 Closed
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
-$7K -238 Closed

FPA Hedge Fund Activity: Q3 2015 in Review

18 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q3 2015, worth a combined $22.7M — down 31% from $33.1M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FPA and 1 opened new positions — a net loss of 6 holders — while 6 trimmed existing stakes and 8 added.

The largest buyer was Freedom Investment Management, adding an estimated $8.15M. The largest seller was Raymond James & Associates, exiting entirely with an estimated $4.39M sold.

  • 18 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q3 2015, down from 25 in Q2 2015.
  • Funds reported $22.7M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q3 2015, down 31% quarter-over-quarter.
  • 1 fund opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q3 2015 and 7 closed out, a net change of -6 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q3 2015 was Freedom Investment Management, an estimated $8.15M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q3 2015 was Raymond James & Associates, an estimated $4.39M sold.

Based on aggregated 13F filings for Q3 2015.