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First Trust Asia Pacific ex-Japan AlphaDEX Fund

21 hedge funds and large institutions have $14.2M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

11.83% more ownership

Funds ownership: 59.38%71.21% (+12%)

13% less funds holding

Funds holding: 2421 (-3)

17% less capital invested

Capital invested by funds: $17.1M → $14.2M (-$2.89M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

77% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 13

Holders
21
Holders Change
-3
Holders Change %
-12.5%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
3
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VCM
1
Vivaldi Capital Management
Illinois
$5.38M -$142K -5,104 -3%
Jane Street
2
Jane Street
New York
$1.87M -$21.4K -768 -1%
Morgan Stanley
3
Morgan Stanley
New York
$1.64M -$315K -11,291 -16%
SAM
4
SignalPoint Asset Management
Missouri
$1.46M +$33.1K +1,187 +2%
RG
5
Rathbones Group
United Kingdom
$782K +$69.4K +2,491 +10%
Bank of America
6
Bank of America
North Carolina
$616K -$6.02K -216 -1%
FIM
7
Freedom Investment Management
Connecticut
$549K -$68K -2,441 -11%
RFWA
8
RPg Family Wealth Advisory
Massachusetts
$456K -$49.6K -1,780 -10%
Citadel Advisors
9
Citadel Advisors
Florida
$367K +$58.1K +2,083 +19%
UBS Group
10
UBS Group
Switzerland
$328K -$3.35K -120 -1%
LPL Financial
11
LPL Financial
California
$327K -$227K -8,130 -42%
Verition Fund Management
12
Verition Fund Management
Connecticut
$215K +$210K +7,549 New
Citigroup
13
Citigroup
New York
$67K -$44.6K -1,600 -41%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$56K -$8.64K -310 -14%
Wells Fargo
15
Wells Fargo
California
$31K -$3.04K -109 -9%
FGAM
16
Financial Gravity Asset Management
Texas
$29K -$11K -393 -49%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$28K -$27.3K -980 -49%
NFG
18
Next Financial Group
Texas
$19K
AG
19
Advisor Group
Arizona
$5K
TRCT
20
Tower Research Capital (TRC)
New York
$5K +$5.18K +186 New
KWM
21
Kingsview Wealth Management
Oregon
-$2.01M -73,212 Closed
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
-$872K -31,931 Closed

FPA Hedge Fund Activity: Q4 2019 in Review

21 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q4 2019, worth a combined $14.2M — down 17% from $17.1M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FPA and 2 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 3 added.

The largest buyer was Verition Fund Management, opening a new position worth an estimated $210K. The largest seller was Kingsview Wealth Management, exiting entirely with an estimated $2.01M sold.

  • 21 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q4 2019, down from 24 in Q3 2019.
  • Funds reported $14.2M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q4 2019, down 17% quarter-over-quarter.
  • 2 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q4 2019 and 3 closed out, a net change of -1 holder.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q4 2019 was Verition Fund Management, an estimated $210K added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q4 2019 was Kingsview Wealth Management, an estimated $2.01M sold.

Based on aggregated 13F filings for Q4 2019.