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First Trust Asia Pacific ex-Japan AlphaDEX Fund

23 hedge funds and large institutions have $20.5M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

10% more funds holding

Funds holding: 2123 (+2)

6.26% less ownership

Funds ownership: 48.34%42.08% (-6.3%)

7% less capital invested

Capital invested by funds: $22.1M → $20.5M (-$1.64M)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.63M -$59.2K -1,756 -0.8%
Jane Street
2
Jane Street
New York
$2.53M -$265K -7,856 -9%
Bank of America
3
Bank of America
North Carolina
$2.39M +$622K +18,448 +35%
UBS Group
4
UBS Group
Switzerland
$1.66M +$58.5K +1,736 +4%
SAM
5
SignalPoint Asset Management
Missouri
$1.63M -$730K -21,631 -31%
Goldman Sachs
6
Goldman Sachs
New York
$1.16M +$1.16M +34,416 New
SG Americas Securities
7
SG Americas Securities
New York
$579K +$582K +17,254 New
RPG
8
Risk Paradigm Group
Texas
$574K -$36.2K -1,072 -6%
LPL Financial
9
LPL Financial
California
$516K -$102K -3,025 -16%
Stifel Financial
10
Stifel Financial
Missouri
$451K -$75.8K -2,247 -14%
Fifth Third Bancorp
11
Fifth Third Bancorp
Ohio
$378K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$299K +$15.2K +451 +5%
Citigroup
13
Citigroup
New York
$265K +$119K +3,521 +80%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$223K +$225K +6,658 New
RFWA
15
RPg Family Wealth Advisory
Massachusetts
$73.9K +$14.4K +427 +24%
Wells Fargo
16
Wells Fargo
California
$60K -$3.95K -117 -6%
AG
17
Advisor Group
Arizona
$35K -$79.8K -2,367 -70%
BWA
18
Burt Wealth Advisors
Maryland
$11K
SAM
19
Shamrock Asset Management
Texas
$6K -$2.58M -76,615 -100%
SPIA
20
Steward Partners Investment Advisory
New York
$4K
JP Morgan Chase
21
JP Morgan Chase
New York
$4K +$3.61K +107 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2K
Manulife (Manufacturers Life Insurance)
23
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$992K -30,357 Closed
DADC
24
D.A. Davidson & Co
Montana
-$84K -2,600 Closed

FPA Hedge Fund Activity: Q3 2017 in Review

23 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q3 2017, worth a combined $20.5M — down 7.4% from $22.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FPA positions and 2 closed out — a net gain of 2 holders — while 5 added to existing stakes and 9 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $1.16M. The largest seller was Shamrock Asset Management, cutting an estimated $2.58M.

  • 23 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q3 2017, up from 21 in Q2 2017.
  • Funds reported $20.5M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q3 2017, down 7.4% quarter-over-quarter.
  • 4 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q3 2017 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q3 2017 was Goldman Sachs, an estimated $1.16M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q3 2017 was Shamrock Asset Management, an estimated $2.58M sold.

Based on aggregated 13F filings for Q3 2017.