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First Trust Asia Pacific ex-Japan AlphaDEX Fund

24 hedge funds and large institutions have $16.9M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

15.62% more ownership

Funds ownership: 40.65%56.27% (+16%)

14% more funds holding

Funds holding: 2124 (+3)

2% more capital invested

Capital invested by funds: $16.5M → $16.9M (+$333K)

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.53%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
3
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VCM
1
Vivaldi Capital Management
Illinois
$6.47M +$6.74M +237,669 New
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.3M +$748K +26,374 +46%
Morgan Stanley
3
Morgan Stanley
New York
$1.95M -$4.95M -174,394 -71%
SAM
4
SignalPoint Asset Management
Missouri
$1.39M +$119K +4,179 +9%
Bank of America
5
Bank of America
North Carolina
$762K -$1.02M -36,080 -56%
RG
6
Rathbones Group
United Kingdom
$568K +$592K +20,878 New
HighTower Advisors
7
HighTower Advisors
Illinois
$551K +$574K +20,245 New
RPG
8
Risk Paradigm Group
Texas
$537K -$14K -493 -2%
UBS Group
9
UBS Group
Switzerland
$483K -$122K -4,318 -20%
LPL Financial
10
LPL Financial
California
$476K +$18.2K +641 +4%
Citadel Advisors
11
Citadel Advisors
Florida
$444K -$794 -28 -0.2%
Jane Street
12
Jane Street
New York
$379K +$395K +13,927 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$251K -$7.91K -279 -3%
Citigroup
14
Citigroup
New York
$174K -$7.6K -268 -4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$54K -$8.22K -290 -13%
Wells Fargo
16
Wells Fargo
California
$23K
NFG
17
Next Financial Group
Texas
$19K +$19.3K +681 New
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$17K -$218K -7,684 -92%
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$13.4K +$14K +492 New
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$10K -$24.6K -869 -71%
AG
21
Advisor Group
Arizona
$5K -$13.2K -465 -73%
RCG
22
Ruggie Capital Group
Florida
$1K
TSS
23
Two Sigma Securities
New York
-$284K -9,076 Closed
BWA
24
Burt Wealth Advisors
Maryland
-$10K -315 Closed

FPA Hedge Fund Activity: Q4 2018 in Review

24 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q4 2018, worth a combined $16.9M — up 2% from $16.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FPA positions and 3 closed out — a net gain of 3 holders — while 3 added to existing stakes and 11 trimmed.

The largest buyer was Vivaldi Capital Management, opening a new position worth an estimated $6.74M. The largest seller was Morgan Stanley, cutting an estimated $4.95M.

  • 24 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q4 2018, up from 21 in Q3 2018.
  • Funds reported $16.9M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q4 2018, up 2% quarter-over-quarter.
  • 6 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q4 2018 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q4 2018 was Vivaldi Capital Management, an estimated $6.74M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q4 2018 was Morgan Stanley, an estimated $4.95M sold.

Based on aggregated 13F filings for Q4 2018.