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First Trust Asia Pacific ex-Japan AlphaDEX Fund

25 hedge funds and large institutions have $17.8M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more funds holding

Funds holding: 2325 (+2)

4% more capital invested

Capital invested by funds: $17.1M → $17.8M (+$638K)

2.83% less ownership

Funds ownership: 49.76%46.93% (-2.8%)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
9
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.84M -$87.6K -2,971 -1%
SAM
2
SignalPoint Asset Management
Missouri
$2.26M +$434K +14,713 +25%
UBS Group
3
UBS Group
Switzerland
$1.47M +$251K +8,504 +21%
Ameriprise
4
Ameriprise
Minnesota
$1.04M +$10.8K +365 +1%
Bank of America
5
Bank of America
North Carolina
$942K -$342K -11,584 -27%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$757K -$49.8K -1,690 -6%
RPG
7
Risk Paradigm Group
Texas
$702K +$684K +23,195 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$646K +$71.1K +2,412 +13%
OMC
9
Old Mission Capital
Illinois
$637K -$1.39M -47,259 -69%
LPL Financial
10
LPL Financial
California
$525K -$134K -4,560 -21%
Stifel Financial
11
Stifel Financial
Missouri
$471K -$6.37K -216 -1%
Jane Street
12
Jane Street
New York
$411K -$784K -26,600 -66%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$310K +$20K +679 +7%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$213K +$208K +7,040 New
OC
15
Oppenheimer & Co
New York
$212K +$206K +7,000 New
SG Americas Securities
16
SG Americas Securities
New York
$128K
DADC
17
D.A. Davidson & Co
Montana
$78K
AG
18
Advisor Group
Arizona
$61K
Wells Fargo
19
Wells Fargo
California
$20K -$1.21K -41 -6%
BWA
20
Burt Wealth Advisors
Maryland
$9K
TRCT
21
Tower Research Capital (TRC)
New York
$7K -$3.95K -134 -37%
Citigroup
22
Citigroup
New York
$3K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$2K
MFS
24
MSI Financial Services
Massachusetts
$2K

FPA Hedge Fund Activity: Q3 2016 in Review

25 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q3 2016, worth a combined $17.8M — up 3.7% from $17.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FPA positions and 0 closed out — a net gain of 3 holders — while 5 added to existing stakes and 9 trimmed.

The largest buyer was Risk Paradigm Group, opening a new position worth an estimated $684K. The largest seller was Old Mission Capital, cutting an estimated $1.39M.

  • 25 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q3 2016, up from 23 in Q2 2016.
  • Funds reported $17.8M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q3 2016, up 3.7% quarter-over-quarter.
  • 3 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q3 2016 and 0 closed out, a net change of +3 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q3 2016 was Risk Paradigm Group, an estimated $684K added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q3 2016 was Old Mission Capital, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2016.