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First Trust Asia Pacific ex-Japan AlphaDEX Fund

21 hedge funds and large institutions have $16.5M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 2321 (-2)

12.26% less ownership

Funds ownership: 52.91%40.65% (-12%)

40% less capital invested

Capital invested by funds: $27.7M → $16.5M (-$11.2M)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.7M -$696K -21,921 -8%
Bank of America
2
Bank of America
North Carolina
$2M -$424K -13,346 -17%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.8M -$357K -11,238 -16%
SAM
4
SignalPoint Asset Management
Missouri
$1.47M +$69.7K +2,195 +5%
UBS Group
5
UBS Group
Switzerland
$691K -$523K -16,454 -43%
RPG
6
Risk Paradigm Group
Texas
$633K +$164K +5,164 +34%
LPL Financial
7
LPL Financial
California
$527K +$44.9K +1,414 +9%
Citadel Advisors
8
Citadel Advisors
Florida
$507K +$515K +16,197 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$297K +$2.54K +80 +0.8%
TSS
10
Two Sigma Securities
New York
$284K +$288K +9,076 New
Fifth Third Bancorp
11
Fifth Third Bancorp
Ohio
$260K -$73.7K -2,320 -22%
Citigroup
12
Citigroup
New York
$207K -$78.8K -2,480 -27%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$72K +$39.7K +1,251 +121%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$38K -$6.17M -194,213 -99%
Wells Fargo
15
Wells Fargo
California
$27K
AG
16
Advisor Group
Arizona
$20K
BWA
17
Burt Wealth Advisors
Maryland
$10K
RCG
18
Ruggie Capital Group
Florida
$1K -$4.48K -141 -76%
Jane Street
19
Jane Street
New York
-$1.42M -43,376 Closed
Manulife (Manufacturers Life Insurance)
20
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$934K -28,541 Closed
Stifel Financial
21
Stifel Financial
Missouri
-$423K -12,991 Closed
CS
22
Credit Suisse
Switzerland
-$208K -6,352 Closed
SPIA
23
Steward Partners Investment Advisory
New York
-$3.65K -115 -91%

FPA Hedge Fund Activity: Q3 2018 in Review

21 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q3 2018, worth a combined $16.5M — down 40% from $27.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FPA and 2 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $515K. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $6.17M.

  • 21 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q3 2018, down from 23 in Q2 2018.
  • Funds reported $16.5M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q3 2018, down 40% quarter-over-quarter.
  • 2 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q3 2018 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q3 2018 was Citadel Advisors, an estimated $515K added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q3 2018 was Carson Wealth (CWM LLC), an estimated $6.17M sold.

Based on aggregated 13F filings for Q3 2018.