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First Trust Asia Pacific ex-Japan AlphaDEX Fund

20 hedge funds and large institutions have $131M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
20
Holders Change
+4
Holders Change %
+25%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$103M 3,410,981 +643,364 +23%
JG
2
Jefferies Group
New York
$9.64M 318,469 +257,614 +423%
Morgan Stanley
3
Morgan Stanley
New York
$8.86M 292,718 -6,308 -2%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.77M 157,770 -18,042 -10%
PI
5
Placemark Investments
Illinois
$1.12M 36,815 +10,442 +40%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$834K 27,566 +2,223 +9%
Jane Street
7
Jane Street
New York
$781K 25,824 +12,306 +91%
Bank of America
8
Bank of America
North Carolina
$563K 18,599 +2,939 +19%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$497K 16,430 -80,369 -83%
U
10
UBS
Switzerland
$380K 12,573 +12,573 New
Stifel Financial
11
Stifel Financial
Missouri
$281K 9,292 -259 -3%
LPL Financial
12
LPL Financial
California
$229K 7,687 +7,687 New
Wells Fargo
13
Wells Fargo
California
$60K 1,993 +883 +80%
WEC
14
Winslow Evans & Crocker
Massachusetts
$40.3K 1,332 +43 +3%
TRCT
15
Tower Research Capital (TRC)
New York
$15K 500 +500 New
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$12K 381 +204 +115%
SAM
17
Shamrock Asset Management
Texas
$8K 255 -7,841 -97%
Ameriprise
18
Ameriprise
Minnesota
$7K 239 +146 +157%
Citigroup
19
Citigroup
New York
$7K 216 +216 New
GSC
20
Ground Swell Capital
South Carolina
$2K 50 +50 New
SAM
21
SignalPoint Asset Management
Missouri
-20,967 Closed