F-Squared Investment Management’s First Trust Asia Pacific ex-Japan AlphaDEX Fund FPA Stock Holding History

F-Squared Investment Management’s Portfolio FPA Stock Details FPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,410,981	Closed	-$103M	–	35
2014 Q3	$103M	Buy	3,410,981 +643,364	+23%	+$20.2M	2.44%	16
2014 Q2	$83.6M	Buy	2,767,617 +1,547,534	+127%	+$45.8M	2.11%	16
2014 Q1	$34.9M	Sell	1,220,083 -510,434	-29%	-$14.1M	1%	23
2013 Q4	$48.9M	Buy	1,730,517 +1,137,590	+192%	+$31.9M	1.65%	26
2013 Q3	$16.5M	Buy	+592,927	New	+$15.5M	2.24%	27

Other funds holding FPA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

F-Squared Investment Management's FPA Position: Q4 2014 in Review

F-Squared Investment Management sold out of First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) in Q4 2014, closing a stake of 3,410,981 shares — an estimated $103M sold.

F-Squared Investment Management first reported a position in FPA in Q3 2013 and held it in 5 quarters. The position peaked at $103M in Q3 2014. 14 funds tracked by Wall St. Rank hold FPA as of Q4 2014.

F-Squared Investment Management reported no remaining First Trust Asia Pacific ex-Japan AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
F-Squared Investment Management sold 3,410,981 First Trust Asia Pacific ex-Japan AlphaDEX Fund shares in Q4 2014, an estimated $103M.
F-Squared Investment Management first reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund in Q3 2013 and held it in 5 quarters.
F-Squared Investment Management's First Trust Asia Pacific ex-Japan AlphaDEX Fund position peaked at $103M in Q3 2014.
14 funds tracked by Wall St. Rank held First Trust Asia Pacific ex-Japan AlphaDEX Fund as of Q4 2014.

Based on F-Squared Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.