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First Trust Asia Pacific ex-Japan AlphaDEX Fund

16 hedge funds and large institutions have $49.3M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

45% more funds holding

Funds holding: 1116 (+5)

0.17% more ownership

Funds ownership: 95.51%95.68% (+0.17%)

11% less capital invested

Capital invested by funds: $55.3M → $49.3M (-$6.05M)

Holders
16
Holders Change
+5
Holders Change %
+45.45%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$34.9M -$14.1M -510,434 -29%
Morgan Stanley
2
Morgan Stanley
New York
$4.11M +$296K +10,723 +8%
JG
3
Jefferies Group
New York
$3.25M +$3.13M +113,550 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.58M +$2.2M +79,670 +762%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.79M +$1.69M +61,218 +4,562%
SAM
6
SignalPoint Asset Management
Missouri
$631K +$128K +4,638 +27%
Jane Street
7
Jane Street
New York
$557K +$537K +19,474 New
Bank of America
8
Bank of America
North Carolina
$482K -$532K -19,311 -53%
PI
9
Placemark Investments
Illinois
$347K +$74.1K +2,689 +28%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$289K -$206K -7,481 -43%
Stifel Financial
11
Stifel Financial
Missouri
$212K +$204K +7,407 New
SAM
12
Shamrock Asset Management
Texas
$45K +$43K +1,560 New
Wells Fargo
13
Wells Fargo
California
$44K +$24.8K +899 +138%
WEC
14
Winslow Evans & Crocker
Massachusetts
$18.6K -$17.7K -643 -50%
U
15
UBS
Switzerland
$16K +$15.1K +546 New
Citigroup
16
Citigroup
New York
$2K +$1.96K +71 New
US Bancorp
17
US Bancorp
Minnesota
-$6K -223 Closed

FPA Hedge Fund Activity: Q1 2014 in Review

16 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q1 2014, worth a combined $49.3M — down 11% from $55.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FPA positions and 1 closed out — a net gain of 5 holders — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Jefferies Group, opening a new position worth an estimated $3.13M. The largest seller was F-Squared Investment Management, cutting an estimated $14.1M.

  • 16 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q1 2014, up from 11 in Q4 2013.
  • Funds reported $49.3M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q1 2014, down 11% quarter-over-quarter.
  • 6 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q1 2014 and 1 closed out, a net change of +5 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q1 2014 was Jefferies Group, an estimated $3.13M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q1 2014 was F-Squared Investment Management, an estimated $14.1M sold.

Based on aggregated 13F filings for Q1 2014.