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First Trust Asia Pacific ex-Japan AlphaDEX Fund

25 hedge funds and large institutions have $15.1M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

0% more funds holding

Funds holding: 2525 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0.73% less ownership

Funds ownership: 46.93%46.2% (-0.73%)

15% less capital invested

Capital invested by funds: $17.8M → $15.1M (-$2.67M)

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.34M +$206K +7,276 +3%
SAM
2
SignalPoint Asset Management
Missouri
$1.96M -$79.7K -2,809 -4%
UBS Group
3
UBS Group
Switzerland
$1.24M -$87.4K -3,082 -6%
Bank of America
4
Bank of America
North Carolina
$917K +$74.2K +2,615 +8%
Jane Street
5
Jane Street
New York
$820K +$470K +16,571 +122%
LPL Financial
6
LPL Financial
California
$610K +$132K +4,652 +27%
OMC
7
Old Mission Capital
Illinois
$517K -$57.8K -2,039 -10%
RPG
8
Risk Paradigm Group
Texas
$517K -$119K -4,179 -18%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$445K +$464K +16,370 New
Stifel Financial
10
Stifel Financial
Missouri
$429K +$4.45K +157 +1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$300K +$23.2K +817 +8%
CS
12
Credit Suisse
Switzerland
$275K +$287K +10,105 New
Ameriprise
13
Ameriprise
Minnesota
$218K -$751K -26,485 -77%
Fifth Third Bancorp
14
Fifth Third Bancorp
Ohio
$194K +$202K +7,135 New
SG Americas Securities
15
SG Americas Securities
New York
$115K
DADC
16
D.A. Davidson & Co
Montana
$70K
AG
17
Advisor Group
Arizona
$54K
Wells Fargo
18
Wells Fargo
California
$24K +$5.73K +202 +30%
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$19.8K +$20.7K +730 New
BWA
20
Burt Wealth Advisors
Maryland
$9K
TRCT
21
Tower Research Capital (TRC)
New York
$8K +$1.96K +69 +30%
MFS
22
MSI Financial Services
Massachusetts
$3K +$1.19K +42 +74%
Citigroup
23
Citigroup
New York
$2K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1K
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
-$757K -25,011 Closed

FPA Hedge Fund Activity: Q4 2016 in Review

25 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q4 2016, worth a combined $15.1M — down 15% from $17.8M a quarter earlier.

Fund positioning in FPA was balanced in Q4 2016: 4 funds opened new positions, 4 closed out, 9 added to existing stakes and 5 trimmed.

The largest buyer was Jane Street, adding an estimated $470K. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $757K sold.

  • 25 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $15.1M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q4 2016, down 15% quarter-over-quarter.
  • 4 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q4 2016 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q4 2016 was Jane Street, an estimated $470K added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q4 2016 was Envestnet Asset Management, an estimated $757K sold.

Based on aggregated 13F filings for Q4 2016.