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First Trust Asia Pacific ex-Japan AlphaDEX Fund

21 hedge funds and large institutions have $22.1M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

13% less capital invested

Capital invested by funds: $25.4M → $22.1M (-$3.28M)

16.06% less ownership

Funds ownership: 64.4%48.34% (-16%)

19% less funds holding

Funds holding: 2621 (-5)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
21
Holders Change
-5
Holders Change %
-19.23%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
7
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.49M +$786K +24,699 +12%
Jane Street
2
Jane Street
New York
$2.72M +$2.64M +83,094 New
SAM
3
Shamrock Asset Management
Texas
$2.51M +$1.18M +37,099 +93%
SAM
4
SignalPoint Asset Management
Missouri
$2.29M -$119K -3,726 -5%
Bank of America
5
Bank of America
North Carolina
$1.73M +$434K +13,638 +35%
UBS Group
6
UBS Group
Switzerland
$1.56M +$54.2K +1,703 +4%
Manulife (Manufacturers Life Insurance)
7
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$992K +$966K +30,357 New
LPL Financial
8
LPL Financial
California
$601K -$227K -7,150 -28%
RPG
9
Risk Paradigm Group
Texas
$594K -$6.23K -196 -1%
Stifel Financial
10
Stifel Financial
Missouri
$518K -$3.21K -101 -0.6%
Fifth Third Bancorp
11
Fifth Third Bancorp
Ohio
$368K +$131K +4,112 +58%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$277K -$25.6K -804 -9%
Citigroup
13
Citigroup
New York
$144K +$137K +4,299 +4,830%
AG
14
Advisor Group
Arizona
$111K -$2.13M -66,889 -95%
DADC
15
D.A. Davidson & Co
Montana
$84K
Wells Fargo
16
Wells Fargo
California
$62K +$3.72K +117 +7%
RFWA
17
RPg Family Wealth Advisory
Massachusetts
$58K -$17.5K -551 -24%
BWA
18
Burt Wealth Advisors
Maryland
$10K
SPIA
19
Steward Partners Investment Advisory
New York
$4K +$636 +20 +16%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$2K
Cerity Partners
21
Cerity Partners
New York
-$4.84M -107,975 Closed
MML Investors Services
22
MML Investors Services
Massachusetts
-$2.47M -83,848 Closed
Citadel Advisors
23
Citadel Advisors
Florida
-$253K -8,121 Closed
OC
24
Oppenheimer & Co
New York
-$218K -7,000 Closed
Ameriprise
25
Ameriprise
Minnesota
-$209K -6,714 Closed

FPA Hedge Fund Activity: Q2 2017 in Review

21 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q2 2017, worth a combined $22.1M — down 13% from $25.4M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FPA and 2 opened new positions — a net loss of 5 holders — while 7 trimmed existing stakes and 8 added.

The largest buyer was Jane Street, opening a new position worth an estimated $2.64M. The largest seller was Cerity Partners, exiting entirely with an estimated $4.84M sold.

  • 21 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q2 2017, down from 26 in Q1 2017.
  • Funds reported $22.1M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q2 2017, down 13% quarter-over-quarter.
  • 2 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q2 2017 and 7 closed out, a net change of -5 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q2 2017 was Jane Street, an estimated $2.64M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q2 2017 was Cerity Partners, an estimated $4.84M sold.

Based on aggregated 13F filings for Q2 2017.