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First Trust Asia Pacific ex-Japan AlphaDEX Fund

21 hedge funds and large institutions have $22.2M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

17% more funds holding

Funds holding: 1821 (+3)

2% less capital invested

Capital invested by funds: $22.7M → $22.2M (-$476K)

16.02% less ownership

Funds ownership: 80.82%64.79% (-16%)

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.03M -$1.92M -67,877 -24%
SAM
2
SignalPoint Asset Management
Missouri
$2.82M -$396K -14,014 -12%
Bank of America
3
Bank of America
North Carolina
$2.7M +$885K +31,341 +47%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.25M +$2.29M +80,977 New
Jane Street
5
Jane Street
New York
$2.16M +$484K +17,155 +28%
LPL Financial
6
LPL Financial
California
$1.8M +$908K +32,158 +94%
UBS Group
7
UBS Group
Switzerland
$1.01M +$447K +15,839 +75%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$807K +$46.6K +1,651 +6%
Ameriprise
9
Ameriprise
Minnesota
$796K +$121K +4,273 +17%
Citadel Advisors
10
Citadel Advisors
Florida
$481K -$407K -14,433 -45%
Stifel Financial
11
Stifel Financial
Missouri
$383K -$29.9K -1,059 -7%
OMC
12
Old Mission Capital
Illinois
$353K +$10K +355 +3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$290K -$7.82K -277 -3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$204K +$210K +7,439 New
DADC
15
D.A. Davidson & Co
Montana
$71K
Wells Fargo
16
Wells Fargo
California
$39K -$8.7K -308 -18%
Citigroup
17
Citigroup
New York
$19K +$19.5K +689 New
JFGIW
18
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$10K +$593 +21 +6%
TRCT
19
Tower Research Capital (TRC)
New York
$8K +$8.47K +300 New
IA
20
IFP Advisors
Florida
$5K +$5.65K +200 New
FIM
21
Freedom Investment Management
Connecticut
-$3.37M -294,383 Closed
BWA
22
Burt Wealth Advisors
Maryland
-$8K -315 Closed

FPA Hedge Fund Activity: Q4 2015 in Review

21 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q4 2015, worth a combined $22.2M — down 2.1% from $22.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FPA positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.29M. The largest seller was Freedom Investment Management, exiting entirely with an estimated $3.37M sold.

  • 21 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q4 2015, up from 18 in Q3 2015.
  • Funds reported $22.2M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q4 2015, down 2.1% quarter-over-quarter.
  • 5 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q4 2015 and 2 closed out, a net change of +3 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q4 2015 was Susquehanna International Group, an estimated $2.29M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q4 2015 was Freedom Investment Management, an estimated $3.37M sold.

Based on aggregated 13F filings for Q4 2015.