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First Trust Asia Pacific ex-Japan AlphaDEX Fund

22 hedge funds and large institutions have $18.5M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

10% more capital invested

Capital invested by funds: $16.9M → $18.5M (+$1.61M)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

8.31% less ownership

Funds ownership: 56.27%47.97% (-8.3%)

8% less funds holding

Funds holding: 2422 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.48%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
3
Increased
7
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VCM
1
Vivaldi Capital Management
Illinois
$6.85M -$376K -12,541 -5%
Morgan Stanley
2
Morgan Stanley
New York
$2.35M +$168K +5,597 +8%
SAM
3
SignalPoint Asset Management
Missouri
$1.53M -$21.2K -709 -1%
BCM
4
Breiter Capital Management
Florida
$1.46M +$1.21M +40,459 New
Bank of America
5
Bank of America
North Carolina
$991K +$138K +4,600 +16%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$874K -$1.65M -55,206 -66%
FIM
7
Freedom Investment Management
Connecticut
$853K +$840K +28,031 New
RG
8
Rathbones Group
United Kingdom
$636K +$779 +26 +0.1%
LPL Financial
9
LPL Financial
California
$620K +$87.2K +2,910 +17%
Citadel Advisors
10
Citadel Advisors
Florida
$617K +$120K +3,997 +25%
RFWA
11
RPg Family Wealth Advisory
Massachusetts
$557K +$534K +17,821 +3,622%
UBS Group
12
UBS Group
Switzerland
$500K -$39.7K -1,323 -7%
Jane Street
13
Jane Street
New York
$212K -$208K -6,947 -50%
Citigroup
14
Citigroup
New York
$163K -$30K -1,000 -16%
FGAM
15
Financial Gravity Asset Management
Texas
$81K +$78.2K +2,609 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$70K -$208K -6,929 -75%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$69K +$7.52K +251 +13%
Wells Fargo
18
Wells Fargo
California
$26K
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$19K
AG
20
Advisor Group
Arizona
$5K
HighTower Advisors
21
HighTower Advisors
Illinois
-$551K -20,245 Closed
NFG
22
Next Financial Group
Texas
-$19K -681 Closed
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
-$10K -357 Closed
RCG
24
Ruggie Capital Group
Florida
-$1K -45 Closed

FPA Hedge Fund Activity: Q1 2019 in Review

22 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q1 2019, worth a combined $18.5M — up 9.5% from $16.9M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FPA and 3 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 7 added.

The largest buyer was Breiter Capital Management, opening a new position worth an estimated $1.21M. The largest seller was Susquehanna International Group, cutting an estimated $1.65M.

  • 22 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q1 2019, down from 24 in Q4 2018.
  • Funds reported $18.5M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q1 2019, up 9.5% quarter-over-quarter.
  • 3 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q1 2019 and 4 closed out, a net change of -1 holder.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q1 2019 was Breiter Capital Management, an estimated $1.21M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q1 2019 was Susquehanna International Group, an estimated $1.65M sold.

Based on aggregated 13F filings for Q1 2019.