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First Trust Asia Pacific ex-Japan AlphaDEX Fund

18 hedge funds and large institutions have $20.1M invested in First Trust Asia Pacific ex-Japan AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

25% more capital invested

Capital invested by funds: $16.1M → $20.1M (+$3.99M)

2.32% less ownership

Funds ownership: 75.37%73.05% (-2.3%)

10% less funds holding

Funds holding: 2018 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
18
Holders Change
-2
Holders Change %
-10%
% of All Funds
0.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$8.5M +$8.89M +258,393 +5,742%
VCM
2
Vivaldi Capital Management
Illinois
$4.96M +$50.6K +1,471 +1%
Jane Street
3
Jane Street
New York
$1.23M +$1.31M +38,147 New
SAM
4
SignalPoint Asset Management
Missouri
$1.18M -$4.78K -139 -0.4%
Morgan Stanley
5
Morgan Stanley
New York
$961K +$21.3K +619 +2%
RG
6
Rathbones Group
United Kingdom
$740K +$123K +3,574 +19%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$645K +$68K +1,976 +11%
RFWA
8
RPg Family Wealth Advisory
Massachusetts
$537K
CA
9
Cetera Advisors
Colorado
$502K
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$448K +$193K +5,616 +68%
FIM
11
Freedom Investment Management
Connecticut
$242K -$5.82K -169 -2%
Osaic Holdings
12
Osaic Holdings
Arizona
$56K
DWMG
13
DB Wealth Management Group
California
$47K -$74K -2,150 -60%
FGAM
14
Financial Gravity Asset Management
Texas
$32K
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$10K +$10.3K +300 New
NFG
16
Next Financial Group
Texas
$7K
HI
17
Harbour Investments
Wisconsin
$5K -$207 -6 -4%
Wells Fargo
18
Wells Fargo
California
$5K
Citadel Advisors
19
Citadel Advisors
Florida
-$3.13M -86,286 Closed
LPL Financial
20
LPL Financial
California
-$1.88M -52,338 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$8K -231 Closed
JP Morgan Chase
22
JP Morgan Chase
New York
-$3K -72 Closed

FPA Hedge Fund Activity: Q3 2021 in Review

18 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) for Q3 2021, worth a combined $20.1M — up 25% from $16.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FPA and 2 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 6 added.

The largest buyer was UBS Group, adding an estimated $8.89M. The largest seller was Citadel Advisors, exiting entirely with an estimated $3.13M sold.

  • 18 institutional investors held First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) as of Q3 2021, down from 20 in Q2 2021.
  • Funds reported $20.1M of First Trust Asia Pacific ex-Japan AlphaDEX Fund stock for Q3 2021, up 25% quarter-over-quarter.
  • 2 funds opened new First Trust Asia Pacific ex-Japan AlphaDEX Fund positions in Q3 2021 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund buyer in Q3 2021 was UBS Group, an estimated $8.89M added.
  • The largest First Trust Asia Pacific ex-Japan AlphaDEX Fund seller in Q3 2021 was Citadel Advisors, an estimated $3.13M sold.

Based on aggregated 13F filings for Q3 2021.