Envestnet Asset Management’s First Trust Asia Pacific ex-Japan AlphaDEX Fund FPA Stock Holding History

Envestnet Asset Management’s Portfolio FPA Stock Details FPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-25,011	Closed	-$757K	–	3169
2016 Q3	$757K	Sell	25,011 -1,690	-6%	-$49.8K	﹤0.01%	1374
2016 Q2	$735K	Sell	26,701 -924	-3%	-$25.3K	﹤0.01%	1474
2016 Q1	$783K	Sell	27,625 -1,784	-6%	-$47.2K	﹤0.01%	1439
2015 Q4	$807K	Buy	29,409 +1,651	+6%	+$46.6K	﹤0.01%	1387
2015 Q3	$749K	Sell	27,758 -25,756	-48%	-$737K	﹤0.01%	1419
2015 Q2	$1.64M	Sell	53,514 -2,083	-4%	-$66.6K	0.01%	1160
2015 Q1	$1.74M	Buy	+55,597	New	+$1.65M	0.01%	1040
2014 Q4	–	Sell	-27,566	Closed	-$834K	–	2578
2014 Q3	$834K	Buy	27,566 +2,223	+9%	+$69.6K	0.01%	627
2014 Q2	$765K	Buy	25,343 +15,252	+151%	+$451K	0.01%	642
2014 Q1	$289K	Sell	10,091 -7,481	-43%	-$206K	﹤0.01%	798
2013 Q4	$496K	Buy	+17,572	New	+$493K	0.01%	627

Other funds holding FPA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

RPG

Risk Paradigm Group Austin, Texas $117M AUM

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Envestnet Asset Management's FPA Position: Q4 2016 in Review

Envestnet Asset Management sold out of First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) in Q4 2016, closing a stake of 25,011 shares — an estimated $757K sold.

Envestnet Asset Management first reported a position in FPA in Q4 2013 and held it in 11 quarters. The position peaked at $1.74M in Q1 2015. 25 funds tracked by Wall St. Rank hold FPA as of Q4 2016.

Envestnet Asset Management reported no remaining First Trust Asia Pacific ex-Japan AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Envestnet Asset Management sold 25,011 First Trust Asia Pacific ex-Japan AlphaDEX Fund shares in Q4 2016, an estimated $757K.
Envestnet Asset Management first reported a position in First Trust Asia Pacific ex-Japan AlphaDEX Fund in Q4 2013 and held it in 11 quarters.
Envestnet Asset Management's First Trust Asia Pacific ex-Japan AlphaDEX Fund position peaked at $1.74M in Q1 2015.
25 funds tracked by Wall St. Rank held First Trust Asia Pacific ex-Japan AlphaDEX Fund as of Q4 2016.

Based on Envestnet Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.