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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
26
Schwab US Broad Market ETF
SCHB
$44.5B
$4.34M 0.93%
286,446
-5,358
-2% -$76.3K
VVR icon
27
Invesco Senior Income Trust
VVR
$456M
$4.25M 0.91%
1,068,445
-34,132
-3% -$128K
VOO icon
28
Vanguard S&P 500 ETF
VOO
$1.01T
$4.16M 0.89%
12,116
+1,011
+9% +$330K
IAU icon
29
iShares Gold Trust
IAU
$66B
$3.99M 0.85%
109,938
-4,313
-4% -$154K
JFR icon
30
Nuveen Floating Rate Income Fund
JFR
$1.24B
$3.98M 0.85%
455,764
-14,839
-3% -$125K
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$3.7M 0.79%
73,817
+1,204
+2% +$56.6K
GLPI icon
32
Gaming and Leisure Properties
GLPI
$12.8B
$3.66M 0.78%
86,353
+40,024
+86% +$1.62M
GHY
33
PGIM Global High Yield Fund
GHY
$481M
$3.64M 0.78%
250,590
-10,592
-4% -$145K
MSFT icon
34
Microsoft
MSFT
$3.71T
$3.61M 0.77%
16,243
-639
-4% -$137K
SCHX icon
35
Schwab US Large- Cap ETF
SCHX
$73.9B
$3.61M 0.77%
238,194
+11,616
+5% +$166K
SCHF icon
36
Schwab International Equity ETF
SCHF
$68B
$3.46M 0.74%
191,914
+11,300
+6% +$191K
ACWI icon
37
iShares MSCI ACWI ETF
ACWI
$33.3B
$3.36M 0.72%
37,076
+65
+0.2% +$5.55K
ITOT icon
38
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$3.34M 0.72%
38,771
+3,391
+10% +$275K
DVY icon
39
iShares Select Dividend ETF
DVY
$23.5B
$3.24M 0.69%
33,649
-200
-0.6% -$18.2K
VO icon
40
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$2.96M 0.63%
57,316
-4,708
-8% -$228K
IIM icon
41
Invesco Value Municipal Income Trust
IIM
$591M
$2.91M 0.62%
185,892
-10,542
-5% -$160K
AWF
42
AllianceBernstein Global High Income Fund
AWF
$872M
$2.89M 0.62%
245,415
-7,549
-3% -$83K
IQI icon
43
Invesco Quality Municipal Securities
IQI
$530M
$2.83M 0.61%
217,027
-21,067
-9% -$264K
VTA
44
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.79M 0.6%
260,066
-8,759
-3% -$86.3K
JPM icon
45
JPMorgan Chase
JPM
$947B
$2.79M 0.6%
21,920
+323
+1% +$36.1K
IJH icon
46
iShares Core S&P Mid-Cap ETF
IJH
$125B
$2.78M 0.59%
60,385
+3,275
+6% +$138K
PG icon
47
Procter & Gamble
PG
$342B
$2.66M 0.57%
19,144
+993
+5% +$139K
IWM icon
48
iShares Russell 2000 ETF
IWM
$82.1B
$2.62M 0.56%
13,363
+3
+0% +$525
GLD icon
49
SPDR Gold Trust
GLD
$138B
$2.6M 0.56%
14,601
+5,518
+61% +$972K
VB icon
50
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$2.53M 0.54%
12,980
-46
-0.4% -$8.12K
1
2
3 4 5

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.