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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$65.4M
Cap. Flow
+$62.8M
Cap. Flow %
33.54%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$52M
2
RILY icon
BRC Group Holdings
RILY
+$5.59M
3
PF
Pinnacle Foods, Inc.
PF
+$2.1M
4
AET
Aetna Inc
AET
+$1.95M
5
EGN
Energen
EGN
+$1.2M

Top Sells

Rank Stock Value
1
XL
XL Group Ltd.
XL
+$1.34M
2
VR
Validus Hold Ltd
VR
+$1.29M
3
ANDV
Andeavor
ANDV
+$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
+$1.15M
5
CVRR
CVR Refining, LP
CVRR
+$979K

Sector Composition

Rank Sector Weight
1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$1.49M 0.8%
5,122
+706
+16% +$201K
SPEM icon
27
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$1.45M 0.77%
41,612
+12,142
+41% +$428K
MHI
28
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.45M 0.77%
130,010
+8,445
+7% +$97.1K
TFCFA
29
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.43M 0.76%
30,800
-5,643
-15% -$259K
EGN
30
DELISTED
Energen
EGN
$1.35M 0.72%
+15,715
New +$1.2M
GHY
31
PGIM Global High Yield Fund
GHY
$478M
$1.29M 0.69%
93,298
+7,282
+8% +$99.9K
AWF
32
AllianceBernstein Global High Income Fund
AWF
$870M
$1.25M 0.67%
107,435
+8,948
+9% +$104K
CBOE icon
33
Cboe Global Markets
CBOE
$32.5B
$1.25M 0.67%
13,000
+2,432
+23% +$245K
HIO
34
Western Asset High Income Opportunity Fund
HIO
$336M
$1.25M 0.67%
261,931
+21,932
+9% +$105K
SABA
35
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.24M 0.66%
101,167
+8,486
+9% +$104K
NHS
36
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$1.23M 0.66%
112,366
+9,784
+10% +$107K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$979B
$1.21M 0.65%
4,536
– –
HIX
38
Western Asset High Income Fund II
HIX
$349M
$1.17M 0.63%
185,089
+14,121
+8% +$90.3K
NAD icon
39
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$1.16M 0.62%
90,764
+6,913
+8% +$90.9K
SCHA icon
40
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$1.13M 0.6%
59,200
+2,668
+5% +$50.9K
SCHE icon
41
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$1.08M 0.58%
41,874
+4,872
+13% +$126K
FCE.A
42
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.04M 0.55%
+41,274
New +$1.01M
CA
43
DELISTED
CA, Inc.
CA
$1.03M 0.55%
+23,452
New +$1.01M
VKQ icon
44
Invesco Municipal Trust
VKQ
$541M
$988K 0.53%
85,652
+6,235
+8% +$73.4K
EIM
45
Eaton Vance Municipal Bond Fund
EIM
$491M
$979K 0.52%
84,890
+6,271
+8% +$73.7K
EFA icon
46
iShares MSCI EAFE ETF
EFA
$78B
$970K 0.52%
14,274
-7
-0% -$473
LHO
47
DELISTED
LaSalle Hotel Properties
LHO
$942K 0.5%
27,235
-1,921
-7% -$66.5K
SCHM icon
48
Schwab US Mid-Cap ETF
SCHM
$14.5B
$921K 0.49%
47,763
+3,015
+7% +$57.4K
SCHF icon
49
Schwab International Equity ETF
SCHF
$66.6B
$896K 0.48%
53,462
+366
+0.7% +$6.09K
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.1T
$895K 0.48%
4,179
-36
-0.9% -$7.39K
1
2
3 4 5

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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Vivaldi Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Vivaldi Capital Management held 167 positions worth $187M, up 54% from $122M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Vivaldi Capital Management deployed $62.8M of net new capital in Q3 2018, opening 24 new positions and adding to 56 existing holdings. Its largest new stake was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $870K trimmed.

  • Vivaldi Capital Management's largest Q3 2018 buy was Vivaldi Opportunities Fund: 3,474,628 shares worth $51.5M.
  • Vivaldi Capital Management added most to Rockwell Collins in Q3 2018, an estimated $902K increase.
  • Vivaldi Capital Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $870K.
  • Vivaldi Capital Management fully exited XL Group Ltd. in Q3 2018, selling an estimated $1.34M.
  • Vivaldi Capital Management's ten largest holdings make up 50% of its $187M portfolio in Q3 2018.
  • Vivaldi Capital Management opened 24 new positions and closed 22 in Q3 2018.
  • Vivaldi Capital Management's portfolio value rose 54% quarter-over-quarter to $187M.

Based on Vivaldi Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.