VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+1.9%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$187M
AUM Growth
+$187M
Cap. Flow
+$62.8M
Cap. Flow %
33.56%
Top 10 Hldgs %
50.01%
Holding
167
New
24
Increased
56
Reduced
44
Closed
22

Top Buys

1
VAM
Vivaldi Opportunities Fund
VAM
$51.5M
2
RILY icon
B. Riley Financial
RILY
$5.66M
3
PF
Pinnacle Foods, Inc.
PF
$2.06M
4
AET
Aetna Inc
AET
$2.02M
5
EGN
Energen
EGN
$1.35M

Top Sells

1
XL
XL Group Ltd.
XL
$1.34M
2
VR
Validus Hold Ltd
VR
$1.29M
3
ANDV
Andeavor
ANDV
$1.16M
4
RSPP
RSP Permian, Inc.
RSPP
$1.15M
5
CVRR
CVR Refining, LP
CVRR
$979K

Sector Composition

1 Financials 6.17%
2 Technology 2.67%
3 Communication Services 2.1%
4 Real Estate 1.9%
5 Consumer Staples 1.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
26
SPDR S&P 500 ETF Trust
SPY
$656B
$1.49M 0.8%
5,122
+706
+16% +$205K
SPEM icon
27
SPDR Portfolio Emerging Markets ETF
SPEM
$13.1B
$1.45M 0.77%
41,612
+12,142
+41% +$423K
MHI
28
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.45M 0.77%
130,010
+8,445
+7% +$93.9K
TFCFA
29
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.43M 0.76%
30,800
-5,643
-15% -$261K
EGN
30
DELISTED
Energen
EGN
$1.35M 0.72%
+15,715
New +$1.35M
GHY
31
PGIM Global High Yield Fund
GHY
$546M
$1.29M 0.69%
93,298
+7,282
+8% +$101K
AWF
32
AllianceBernstein Global High Income Fund
AWF
$975M
$1.25M 0.67%
107,435
+8,948
+9% +$104K
HIO
33
Western Asset High Income Opportunity Fund
HIO
$374M
$1.25M 0.67%
261,931
+21,932
+9% +$104K
CBOE icon
34
Cboe Global Markets
CBOE
$24.6B
$1.25M 0.67%
13,000
+2,432
+23% +$233K
SABA
35
Saba Capital Income & Opportunities Fund II
SABA
$259M
$1.24M 0.66%
101,167
+8,486
+9% +$104K
NHS
36
Neuberger Berman High Yield Strategies Fund
NHS
$229M
$1.23M 0.66%
112,366
+9,784
+10% +$107K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$724B
$1.21M 0.65%
4,536
– –
HIX
38
Western Asset High Income Fund II
HIX
$386M
$1.17M 0.63%
185,089
+14,121
+8% +$89.5K
NAD icon
39
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$1.16M 0.62%
90,764
+6,913
+8% +$88.4K
SCHA icon
40
Schwab U.S Small- Cap ETF
SCHA
$18.4B
$1.13M 0.6%
59,200
+2,668
+5% +$50.8K
SCHE icon
41
Schwab Emerging Markets Equity ETF
SCHE
$10.8B
$1.08M 0.58%
41,874
+4,872
+13% +$125K
FCE.A
42
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.04M 0.55%
+41,274
New +$1.04M
CA
43
DELISTED
CA, Inc.
CA
$1.04M 0.55%
+23,452
New +$1.04M
VKQ icon
44
Invesco Municipal Trust
VKQ
$504M
$988K 0.53%
85,652
+6,235
+8% +$71.9K
EIM
45
Eaton Vance Municipal Bond Fund
EIM
$532M
$979K 0.52%
84,890
+6,271
+8% +$72.3K
EFA icon
46
iShares MSCI EAFE ETF
EFA
$65.4B
$970K 0.52%
14,274
-7
-0% -$476
LHO
47
DELISTED
LaSalle Hotel Properties
LHO
$942K 0.5%
27,235
-1,921
-7% -$66.4K
SCHM icon
48
Schwab US Mid-Cap ETF
SCHM
$12B
$921K 0.49%
47,763
+3,015
+7% +$58.1K
SCHF icon
49
Schwab International Equity ETF
SCHF
$50B
$896K 0.48%
53,462
+366
+0.7% +$6.13K
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.08T
$895K 0.48%
4,179
-36
-0.9% -$7.71K
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