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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+11.58%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$240M
AUM Growth
+$52.7M
Cap. Flow
+$28.9M
Cap. Flow %
12.05%
Top 10 Hldgs %
20.6%
Holding
198
New
44
Increased
70
Reduced
48
Closed
33

Top Buys

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$3.71M
2
SOR
Source Capital
SOR
+$3.57M
3
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.05M
4
STEW
SRH Total Return Fund
STEW
+$3.02M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$2.99M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.86M
2
TY icon
TRI-Continental Corp
TY
+$3.83M
3
HIX
Western Asset High Income Fund II
HIX
+$2.69M
4
RMT
Royce Micro-Cap Trust
RMT
+$1.96M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.47%
2 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
176
Western Asset Global High Income Fund
EHI
$175M
– –
-37,095
Closed -$358K
EOS
177
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
– –
-32,579
Closed -$601K
ETO
178
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
– –
-48,825
Closed -$1.01M
FAX
179
abrdn Asia-Pacific Income Fund
FAX
$599M
– –
-8,333
Closed -$199K
FCT
180
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-58,665
Closed -$644K
FPF
181
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-38,800
Closed -$834K
GGZ
182
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
– –
-12,039
Closed -$121K
GLV
183
Clough Global Dividend & Income Fund
GLV
$78.1M
– –
-50,745
Closed -$468K
HIX
184
Western Asset High Income Fund II
HIX
$349M
– –
-420,501
Closed -$2.69M
HYT icon
185
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-48,194
Closed -$515K
JGH icon
186
Nuveen Global High Income Fund
JGH
$352M
– –
-40,901
Closed -$553K
LDP icon
187
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
– –
-9,686
Closed -$226K
MSD
188
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
– –
-16,738
Closed -$140K
PHT
189
DELISTED
Pioneer High Income Fund
PHT
– –
-26,736
Closed -$213K
RIV
190
RiverNorth Opportunities Fund
RIV
$311M
– –
-40,654
Closed -$583K
RSF
191
RiverNorth Capital and Income Fund
RSF
$58.8M
– –
-14,056
Closed -$204K
XFLT
192
XAI Floating Rate & Alternative Income Trust
XFLT
$286M
– –
-6,196
Closed -$186K
MFV
193
DELISTED
MFS SPECIAL VALUE TRUST
MFV
– –
-15,762
Closed -$84K
EDI
194
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-46,103
Closed -$325K
VTA
195
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-46,143
Closed -$425K
SPE.PRB
196
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
– –
-20,153
Closed -$508K
EFF
197
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-29,954
Closed -$420K
DUC
198
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-52,462
Closed -$484K
4 5 6 7
8

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SGF
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Shaker Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Shaker Financial Services held 198 positions worth $240M, up 28% from $187M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services deployed $28.9M of net new capital in Q4 2020, opening 44 new positions and adding to 70 existing holdings. Its largest new stake was Source Capital: 92,511 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 11% a quarter earlier, followed by Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $6.86M trimmed.

  • Shaker Financial Services's largest Q4 2020 buy was Source Capital: 92,511 shares worth $3.69M.
  • Shaker Financial Services added most to DoubleLine Income Solutions Fund in Q4 2020, an estimated $3.71M increase.
  • Shaker Financial Services's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $6.86M.
  • Shaker Financial Services fully exited Western Asset High Income Fund II in Q4 2020, selling an estimated $2.69M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $240M portfolio in Q4 2020.
  • Shaker Financial Services opened 44 new positions and closed 33 in Q4 2020.
  • Shaker Financial Services's portfolio value rose 28% quarter-over-quarter to $240M.

Based on Shaker Financial Services's 13F filing for Q4 2020, filed 3 Feb 2021.