We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-12.11%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$133M
AUM Growth
-$27M
Cap. Flow
-$9.67M
Cap. Flow %
-7.25%
Top 10 Hldgs %
30.21%
Holding
144
New
30
Increased
33
Reduced
33
Closed
48

Top Buys

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.42M
2
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$3.29M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$2.68M
4
PFN
PIMCO Income Strategy Fund II
PFN
+$2.53M
5
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$2.17M

Top Sells

Rank Stock Value
1
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.03M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.95M
3
HIX
Western Asset High Income Fund II
HIX
+$2.8M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$2.44M
5
ASG
Liberty All-Star Growth Fund
ASG
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 11.93%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
126
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-16,781
Closed -$179K
SEVN
127
Seven Hills Realty Trust
SEVN
$171M
– –
-30,579
Closed -$546K
SPXX icon
128
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
– –
-27,991
Closed -$383K
THQ
129
abrdn Healthcare Opportunities Fund
THQ
$777M
– –
-28,209
Closed -$559K
VLT icon
130
Invesco High Income Trust II
VLT
$64.9M
– –
-21,457
Closed -$307K
ZTR
131
Virtus Total Return Fund
ZTR
$340M
– –
-49,232
Closed -$637K
FAM
132
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-108,803
Closed -$1.19M
EDI
133
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-13,776
Closed -$193K
JPS
134
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-49,922
Closed -$423K
PCI
135
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-14,488
Closed -$292K
VTA
136
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-88,622
Closed -$1.03M
LDF
137
DELISTED
Latin American Discovery Fund
LDF
– –
-11,332
Closed -$116K
GGE
138
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
– –
-39,499
Closed -$666K
FAV
139
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
– –
-593,550
Closed -$5.03M
JTP
140
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-69,770
Closed -$552K
IRR
141
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-51,393
Closed -$401K
RIT
142
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-12,558
Closed -$147K
MHY
143
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-88,900
Closed -$439K
HYF
144
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
– –
-498,383
Closed -$892K
2 3 4 5
6

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Shaker Financial Services held 144 positions worth $133M, down 17% from $160M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shaker Financial Services withdrew a net $9.67M in Q3 2015, closing 48 positions and reducing 33 holdings. Its most notable exit was FIRST TRUST DIVIDEND AND INCOME FD COM, an estimated $5.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 6.3% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Eaton Vance Tax-Managed Global Diversified Equity Income Fund worth $3.01M.

  • Shaker Financial Services's largest Q3 2015 buy was Eaton Vance Tax-Managed Global Diversified Equity Income Fund: 362,988 shares worth $3.01M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2015, an estimated $3.29M increase.
  • Shaker Financial Services's biggest Q3 2015 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $2.44M.
  • Shaker Financial Services fully exited FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015, selling an estimated $5.03M.
  • Shaker Financial Services's ten largest holdings make up 30% of its $133M portfolio in Q3 2015.
  • Shaker Financial Services opened 30 new positions and closed 48 in Q3 2015.
  • Shaker Financial Services's portfolio value fell 17% quarter-over-quarter to $133M.

Based on Shaker Financial Services's 13F filing for Q3 2015, filed 10 Nov 2015.