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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.23%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$218M
AUM Growth
+$21.5M
Cap. Flow
+$13.1M
Cap. Flow %
6.03%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.88M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.84M
4
HIX
Western Asset High Income Fund II
HIX
+$3.01M
5
EHI
Western Asset Global High Income Fund
EHI
+$2.9M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.38M
3
SPE
Special Opportunities Fund
SPE
+$2.55M
4
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$2.3M
5
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 5.03%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
101
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$412K 0.19%
+15,723
New +$414K
CHY
102
Calamos Convertible and High Income Fund
CHY
$1.01B
$404K 0.19%
+35,402
New +$398K
IHIT
103
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$400K 0.18%
37,927
-81,090
-68% -$855K
NSL
104
DELISTED
NUVEEN SENIOR INCM FD
NSL
$395K 0.18%
66,321
-28,406
-30% -$163K
DFP
105
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$391K 0.18%
14,607
-25,224
-63% -$663K
HNW
106
DELISTED
Pioneer Diversified High Income Fund
HNW
$387K 0.18%
25,988
+12,863
+98% +$189K
HEQ
107
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$386K 0.18%
25,900
-156,918
-86% -$2.23M
BOE icon
108
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$383K 0.18%
34,885
-14,751
-30% -$157K
AVK
109
Advent Convertible and Income Fund
AVK
$547M
$352K 0.16%
23,253
-42,960
-65% -$627K
DPG
110
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$327K 0.15%
+21,539
New +$328K
FFA
111
First Trust Enhanced Equity Income Fund
FFA
$450M
$325K 0.15%
+18,851
New +$309K
JHY
112
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$324K 0.15%
+33,163
New +$329K
BTZ icon
113
BlackRock Credit Allocation Income Trust
BTZ
$930M
$322K 0.15%
+23,000
New +$314K
JRI icon
114
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$322K 0.15%
17,517
-16,981
-49% -$304K
TLI
115
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$317K 0.15%
+31,999
New +$306K
SWZ
116
Swiss Helvetia Fund
SWZ
$76.5M
$308K 0.14%
36,594
+3,700
+11% +$30.1K
EOD
117
Allspring Global Dividend Opportunity Fund
EOD
$279M
$294K 0.14%
+51,920
New +$285K
JHS
118
John Hancock Income Securities Trust
JHS
$127M
$293K 0.13%
19,769
+5,846
+42% +$84.9K
BLW icon
119
BlackRock Limited Duration Income Trust
BLW
$490M
$289K 0.13%
17,657
-47,990
-73% -$762K
IRL
120
DELISTED
NEW IRELAND FUND INC
IRL
$269K 0.12%
27,187
-71,357
-72% -$657K
FSD
121
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$265K 0.12%
16,808
-7,601
-31% -$117K
FRA icon
122
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$259K 0.12%
19,265
-74,106
-79% -$954K
TWN
123
Taiwan Fund
TWN
$471M
$257K 0.12%
12,500
– –
CAF
124
Morgan Stanley China A Share Fund
CAF
$322M
$252K 0.12%
11,590
-14,168
-55% -$303K
OPP
125
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$230K 0.11%
+14,173
New +$237K
3 4
5
6 7

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Shaker Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Shaker Financial Services held 172 positions worth $218M, up 11% from $196M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shaker Financial Services deployed $13.1M of net new capital in Q4 2019, opening 39 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 4.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $4M trimmed.

  • Shaker Financial Services's largest Q4 2019 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $22.8M increase.
  • Shaker Financial Services's biggest Q4 2019 reduction was General American Investors Company, cutting an estimated $4M.
  • Shaker Financial Services fully exited Nuveen S&P 500 Buy-Write Income Fund in Q4 2019, selling an estimated $3.38M.
  • Shaker Financial Services's ten largest holdings make up 36% of its $218M portfolio in Q4 2019.
  • Shaker Financial Services opened 39 new positions and closed 26 in Q4 2019.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $218M.

Based on Shaker Financial Services's 13F filing for Q4 2019, filed 4 Feb 2020.