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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.2%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$196M
AUM Growth
+$3.82M
Cap. Flow
+$3.67M
Cap. Flow %
1.87%
Top 10 Hldgs %
31.97%
Holding
150
New
30
Increased
54
Reduced
42
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.3M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.76M
3
STEW
SRH Total Return Fund
STEW
+$2.57M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.28M
5
ERC
Allspring Multi-Sector Income Fund
ERC
+$2.13M

Top Sells

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.6M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.04M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$4.04M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.79M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.7M

Sector Composition

Rank Sector Weight
1 Financials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHD
101
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$449K 0.23%
62,557
– –
GDO
102
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$433K 0.22%
24,855
-50,604
-67% -$872K
EVG
103
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$430K 0.22%
+33,043
New +$438K
DUC
104
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$429K 0.22%
46,356
-50,242
-52% -$446K
GFY
105
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$424K 0.22%
26,081
+1,581
+6% +$25.8K
VLT icon
106
Invesco High Income Trust II
VLT
$64.9M
$410K 0.21%
28,601
– –
ECF
107
Ellsworth Growth & Income Fund
ECF
$166M
$400K 0.2%
38,154
-37,169
-49% -$396K
JFR icon
108
Nuveen Floating Rate Income Fund
JFR
$1.24B
$379K 0.19%
39,042
-18,000
-32% -$174K
FSD
109
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$370K 0.19%
24,409
-20,959
-46% -$313K
EFR
110
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$361K 0.18%
27,715
+10,867
+65% +$142K
JPC icon
111
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$321K 0.16%
+31,962
New +$316K
EGIF
112
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$316K 0.16%
+19,831
New +$308K
IAE
113
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$309K 0.16%
36,400
– –
DEX
114
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$304K 0.16%
+30,795
New +$301K
EFF
115
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$294K 0.15%
19,345
-1,277
-6% -$19.4K
JRS icon
116
Nuveen Real Estate Income Fund
JRS
$249M
$286K 0.15%
+26,045
New +$279K
EHI
117
Western Asset Global High Income Fund
EHI
$175M
$274K 0.14%
+27,620
New +$273K
EVF
118
Eaton Vance Senior Income Trust
EVF
$90.3M
$272K 0.14%
44,517
+18,635
+72% +$115K
CHW
119
Calamos Global Dynamic Income Fund
CHW
$530M
$268K 0.14%
34,295
+7,731
+29% +$61.4K
SWZ
120
Swiss Helvetia Fund
SWZ
$76.5M
$264K 0.13%
32,894
+21,399
+186% +$170K
NCZ
121
Virtus Convertible & Income Fund II
NCZ
$294M
$255K 0.13%
+12,650
New +$256K
PGZ
122
Principal Real Estate Income Fund
PGZ
$68.4M
$240K 0.12%
+11,648
New +$229K
TWN
123
Taiwan Fund
TWN
$471M
$231K 0.12%
12,500
– –
IGR
124
CBRE Global Real Estate Income Fund
IGR
$709M
$229K 0.12%
+29,000
New +$222K
BCV
125
Bancroft Fund
BCV
$133M
$224K 0.11%
+9,490
New +$224K
2 3 4
5
6

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SA
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JWM
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SGF
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FPL
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SFCM
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Shaker Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Shaker Financial Services held 150 positions worth $196M, up 2% from $192M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services's Q3 2019 filing shows 30 new, 54 increased, 42 reduced and 17 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M. The largest sale was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $4.6M.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 4.7% a quarter earlier.

  • Shaker Financial Services's largest Q3 2019 buy was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M.
  • Shaker Financial Services added most to Nuveen S&P 500 Buy-Write Income Fund in Q3 2019, an estimated $2.76M increase.
  • Shaker Financial Services's biggest Q3 2019 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $4.6M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019, selling an estimated $4.04M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $196M portfolio in Q3 2019.
  • Shaker Financial Services opened 30 new positions and closed 17 in Q3 2019.
  • Shaker Financial Services's portfolio value rose 2% quarter-over-quarter to $196M.

Based on Shaker Financial Services's 13F filing for Q3 2019, filed 30 Oct 2019.