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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-12.11%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$133M
AUM Growth
-$27M
Cap. Flow
-$9.67M
Cap. Flow %
-7.25%
Top 10 Hldgs %
30.21%
Holding
144
New
30
Increased
33
Reduced
33
Closed
48

Top Buys

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.42M
2
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$3.29M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$2.68M
4
PFN
PIMCO Income Strategy Fund II
PFN
+$2.53M
5
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$2.17M

Top Sells

Rank Stock Value
1
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.03M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.95M
3
HIX
Western Asset High Income Fund II
HIX
+$2.8M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$2.44M
5
ASG
Liberty All-Star Growth Fund
ASG
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 11.93%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAF
101
Morgan Stanley China A Share Fund
CAF
$322M
– –
-9,975
Closed -$338K
DIAX
102
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-10,000
Closed -$148K
DSU icon
103
BlackRock Debt Strategies Fund
DSU
$593M
– –
-4,096
Closed -$44K
EOS
104
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
– –
-84,395
Closed -$1.17M
EVF
105
Eaton Vance Senior Income Trust
EVF
$90.3M
– –
-116,161
Closed -$721K
EVT icon
106
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
– –
-34,373
Closed -$681K
FAX
107
abrdn Asia-Pacific Income Fund
FAX
$599M
– –
-4,500
Closed -$134K
FOF icon
108
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
– –
-68,794
Closed -$832K
GRX
109
Gabelli Healthcare & Wellness Trust
GRX
$144M
– –
-12,424
Closed -$140K
HEQ
110
John Hancock Hedged Equity & Income Fund
HEQ
$137M
– –
-25,674
Closed -$410K
HIO
111
Western Asset High Income Opportunity Fund
HIO
$336M
– –
-251,728
Closed -$1.3M
HIX
112
Western Asset High Income Fund II
HIX
$349M
– –
-371,753
Closed -$2.8M
HYT icon
113
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-65,974
Closed -$712K
IGD
114
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-147,446
Closed -$1.21M
IGR
115
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-12,000
Closed -$96K
ISD
116
PGIM High Yield Bond Fund
ISD
$415M
– –
-83,563
Closed -$1.29M
JCE icon
117
Nuveen Core Equity Alpha Fund
JCE
$279M
– –
-312,563
Closed -$4.95M
JOF
118
Japan Smaller Capitalization Fund
JOF
$321M
– –
-38,112
Closed -$411K
LGI
119
Lazard Global Total Return & Income Fund
LGI
$236M
– –
-16,078
Closed -$247K
MXE
120
Mexico Equity and Income Fund
MXE
– –
-13,970
Closed -$172K
PCF
121
High Income Securities Fund
PCF
$98.8M
– –
-15,282
Closed -$119K
PSF icon
122
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
– –
-9,440
Closed -$228K
QQQX icon
123
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-48,563
Closed -$896K
RGT
124
Royce Global Value Trust
RGT
$99.2M
– –
-62,565
Closed -$520K
RNP icon
125
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
– –
-16,950
Closed -$296K
2 3 4
5
6

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SGF
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Shaker Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Shaker Financial Services held 144 positions worth $133M, down 17% from $160M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shaker Financial Services withdrew a net $9.67M in Q3 2015, closing 48 positions and reducing 33 holdings. Its most notable exit was FIRST TRUST DIVIDEND AND INCOME FD COM, an estimated $5.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 6.3% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Eaton Vance Tax-Managed Global Diversified Equity Income Fund worth $3.01M.

  • Shaker Financial Services's largest Q3 2015 buy was Eaton Vance Tax-Managed Global Diversified Equity Income Fund: 362,988 shares worth $3.01M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2015, an estimated $3.29M increase.
  • Shaker Financial Services's biggest Q3 2015 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $2.44M.
  • Shaker Financial Services fully exited FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015, selling an estimated $5.03M.
  • Shaker Financial Services's ten largest holdings make up 30% of its $133M portfolio in Q3 2015.
  • Shaker Financial Services opened 30 new positions and closed 48 in Q3 2015.
  • Shaker Financial Services's portfolio value fell 17% quarter-over-quarter to $133M.

Based on Shaker Financial Services's 13F filing for Q3 2015, filed 10 Nov 2015.