We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.56%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$229M
AUM Growth
+$15.1M
Cap. Flow
+$11.7M
Cap. Flow %
5.13%
Top 10 Hldgs %
25.69%
Holding
174
New
27
Increased
74
Reduced
42
Closed
22

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$3.72M
2
RIV
RiverNorth Opportunities Fund
RIV
+$2.7M
3
STEW
SRH Total Return Fund
STEW
+$2.69M
4
OPP
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
+$2.67M
5
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.56M

Top Sells

Rank Stock Value
1
FFA
First Trust Enhanced Equity Income Fund
FFA
+$3.41M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.31M
3
USA icon
Liberty All-Star Equity Fund
USA
+$2.73M
4
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$2.26M
5
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVK
76
Advent Convertible and Income Fund
AVK
$547M
$964K 0.42%
85,672
-14,012
-14% -$165K
PPT
77
Franklin Premier Income Trust
PPT
$324M
$949K 0.41%
264,695
+17,891
+7% +$66.2K
JCE icon
78
Nuveen Core Equity Alpha Fund
JCE
$279M
$946K 0.41%
+75,609
New +$958K
THQ
79
abrdn Healthcare Opportunities Fund
THQ
$777M
$945K 0.41%
50,367
– –
HQL
80
abrdn Life Sciences Investors
HQL
$581M
$927K 0.41%
66,528
+1,500
+2% +$21.4K
TWN
81
Taiwan Fund
TWN
$471M
$915K 0.4%
33,921
– –
MXE
82
Mexico Equity and Income Fund
MXE
$894K 0.39%
88,775
+10,233
+13% +$101K
TEAF
83
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$887K 0.39%
68,389
+52,265
+324% +$681K
BSL
84
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$867K 0.38%
68,398
-5,289
-7% -$68.2K
PIM
85
Franklin Master Intermediate Income Trust
PIM
$150M
$866K 0.38%
270,565
+159,799
+144% +$520K
EMD
86
Western Asset Emerging Markets Debt Fund
EMD
$609M
$861K 0.38%
99,449
+58,065
+140% +$529K
FGB
87
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$830K 0.36%
264,448
+160,902
+155% +$520K
SPXX icon
88
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$819K 0.36%
+51,817
New +$812K
BXMX
89
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$818K 0.36%
+62,500
New +$818K
TY icon
90
TRI-Continental Corp
TY
$1.86B
$815K 0.36%
30,678
-23,284
-43% -$623K
PHD
91
DELISTED
Pioneer Floating Rate Fund
PHD
$788K 0.34%
90,613
-2,418
-3% -$21.8K
BDJ icon
92
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$749K 0.33%
+87,249
New +$778K
NBXG
93
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.16B
$723K 0.32%
69,479
+13,081
+23% +$130K
RMT
94
Royce Micro-Cap Trust
RMT
$728M
$692K 0.3%
78,929
+14,114
+22% +$129K
EOD
95
Allspring Global Dividend Opportunity Fund
EOD
$279M
$687K 0.3%
152,498
+114,366
+300% +$530K
GHY
96
PGIM Global High Yield Fund
GHY
$478M
$659K 0.29%
60,109
+7,390
+14% +$84.1K
JRO
97
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$652K 0.29%
80,629
+25,936
+47% +$213K
WDI
98
Western Asset Diversified Income Fund
WDI
$680M
$643K 0.28%
47,841
-21,186
-31% -$292K
PGZ
99
Principal Real Estate Income Fund
PGZ
$68.4M
$622K 0.27%
65,729
+32,323
+97% +$347K
FINS
100
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$615K 0.27%
+49,910
New +$646K
2 3
4
5 6

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Shaker Financial Services held 174 positions worth $229M, up 7.1% from $214M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Shaker Financial Services deployed $11.7M of net new capital in Q1 2023, opening 27 new positions and adding to 74 existing holdings. Its largest new stake was RiverNorth Opportunities Fund: 227,746 shares worth $2.59M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, down from 7.3% a quarter earlier.

On the sell side, the largest reduction was First Trust Enhanced Equity Income Fund, an estimated $3.41M trimmed.

  • Shaker Financial Services's largest Q1 2023 buy was RiverNorth Opportunities Fund: 227,746 shares worth $2.59M.
  • Shaker Financial Services added most to Source Capital in Q1 2023, an estimated $3.72M increase.
  • Shaker Financial Services's biggest Q1 2023 reduction was First Trust Enhanced Equity Income Fund, cutting an estimated $3.41M.
  • Shaker Financial Services fully exited BlackRock Enhanced Captial and Income Fund in Q1 2023, selling an estimated $2.25M.
  • Shaker Financial Services's ten largest holdings make up 26% of its $229M portfolio in Q1 2023.
  • Shaker Financial Services opened 27 new positions and closed 22 in Q1 2023.
  • Shaker Financial Services's portfolio value rose 7.1% quarter-over-quarter to $229M.

Based on Shaker Financial Services's 13F filing for Q1 2023, filed 8 May 2023.