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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.2%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$196M
AUM Growth
+$3.82M
Cap. Flow
+$3.67M
Cap. Flow %
1.87%
Top 10 Hldgs %
31.97%
Holding
150
New
30
Increased
54
Reduced
42
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.3M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.76M
3
STEW
SRH Total Return Fund
STEW
+$2.57M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.28M
5
ERC
Allspring Multi-Sector Income Fund
ERC
+$2.13M

Top Sells

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.6M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.04M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$4.04M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.79M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.7M

Sector Composition

Rank Sector Weight
1 Financials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FT
76
Franklin Universal Trust
FT
$199M
$758K 0.39%
100,545
-117,575
-54% -$870K
FPF
77
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$748K 0.38%
+31,645
New +$735K
MIN
78
Aberdeen Intermediate Income Fund
MIN
$274M
$739K 0.38%
+193,519
New +$739K
VVR icon
79
Invesco Senior Income Trust
VVR
$457M
$729K 0.37%
+173,668
New +$729K
EFT
80
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$709K 0.36%
53,667
-665
-1% -$8.85K
FIV
81
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$707K 0.36%
79,930
+21,547
+37% +$192K
SPE.PRB
82
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$694K 0.35%
27,482
– –
TDF
83
Templeton Dragon Fund
TDF
$270M
$682K 0.35%
38,082
+7,153
+23% +$134K
JQC icon
84
Nuveen Credit Strategies Income Fund
JQC
$704M
$662K 0.34%
+88,522
New +$675K
JRI icon
85
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$604K 0.31%
+34,498
New +$586K
LDP icon
86
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$558K 0.28%
+21,803
New +$550K
GLO
87
Clough Global Opportunities Fund
GLO
$250M
$554K 0.28%
60,616
-124,796
-67% -$1.17M
CIK
88
Credit Suisse Asset Management Income Fund
CIK
$134M
$550K 0.28%
174,658
-163,569
-48% -$514K
NSL
89
DELISTED
NUVEEN SENIOR INCM FD
NSL
$547K 0.28%
94,727
+24,190
+34% +$140K
CAF
90
Morgan Stanley China A Share Fund
CAF
$322M
$527K 0.27%
25,758
– –
BOE icon
91
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$518K 0.26%
49,636
-20,265
-29% -$211K
HIO
92
Western Asset High Income Opportunity Fund
HIO
$336M
$514K 0.26%
+101,708
New +$514K
GLQ
93
Clough Global Equity Fund
GLQ
$152M
$513K 0.26%
+44,580
New +$540K
IGA
94
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$494K 0.25%
47,800
+3,058
+7% +$32.2K
EXG icon
95
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$485K 0.25%
59,000
+31,840
+117% +$261K
RGT
96
Royce Global Value Trust
RGT
$99.2M
$479K 0.24%
+47,373
New +$483K
GCV
97
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
$465K 0.24%
87,496
-110,908
-56% -$586K
SCD
98
LMP Capital and Income Fund
SCD
$355M
$456K 0.23%
+32,295
New +$444K
BGT icon
99
BlackRock Floating Rate Income Trust
BGT
$323M
$453K 0.23%
36,895
+18,000
+95% +$222K
KIO
100
KKR Income Opportunities Fund
KIO
$451M
$451K 0.23%
28,973
-40,008
-58% -$623K
2 3
4
5 6

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FPWM
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OPW
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SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Shaker Financial Services held 150 positions worth $196M, up 2% from $192M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services's Q3 2019 filing shows 30 new, 54 increased, 42 reduced and 17 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M. The largest sale was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $4.6M.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 4.7% a quarter earlier.

  • Shaker Financial Services's largest Q3 2019 buy was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M.
  • Shaker Financial Services added most to Nuveen S&P 500 Buy-Write Income Fund in Q3 2019, an estimated $2.76M increase.
  • Shaker Financial Services's biggest Q3 2019 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $4.6M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019, selling an estimated $4.04M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $196M portfolio in Q3 2019.
  • Shaker Financial Services opened 30 new positions and closed 17 in Q3 2019.
  • Shaker Financial Services's portfolio value rose 2% quarter-over-quarter to $196M.

Based on Shaker Financial Services's 13F filing for Q3 2019, filed 30 Oct 2019.