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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.2%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$196M
AUM Growth
+$3.82M
Cap. Flow
+$3.67M
Cap. Flow %
1.87%
Top 10 Hldgs %
31.97%
Holding
150
New
30
Increased
54
Reduced
42
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.3M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.76M
3
STEW
SRH Total Return Fund
STEW
+$2.57M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.28M
5
ERC
Allspring Multi-Sector Income Fund
ERC
+$2.13M

Top Sells

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.6M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.04M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$4.04M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.79M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.7M

Sector Composition

Rank Sector Weight
1 Financials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFT
51
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.17M 0.6%
79,053
+867
+1% +$12.9K
HERZ
52
Herzfeld Credit Income Fund
HERZ
$32.3M
$1.13M 0.58%
22,905
+4,099
+22% +$199K
ETW
53
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$1.13M 0.58%
116,773
-121,838
-51% -$1.17M
DBL
54
DoubleLine Opportunistic Credit Fund
DBL
$278M
$1.08M 0.55%
+52,356
New +$1.08M
JRO
55
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.06M 0.54%
110,651
-5,226
-5% -$50.3K
PHT
56
DELISTED
Pioneer High Income Fund
PHT
$1.05M 0.53%
113,703
+55,891
+97% +$516K
DFP
57
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$1.04M 0.53%
39,831
+2,750
+7% +$70.3K
BLW icon
58
BlackRock Limited Duration Income Trust
BLW
$490M
$1.03M 0.52%
65,647
-42,201
-39% -$649K
NHS
59
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$1.02M 0.52%
+84,434
New +$998K
BDJ icon
60
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$968K 0.49%
105,402
-310,786
-75% -$2.79M
PIM
61
Franklin Master Intermediate Income Trust
PIM
$150M
$967K 0.49%
210,625
+16,175
+8% +$74.3K
AVK
62
Advent Convertible and Income Fund
AVK
$547M
$940K 0.48%
+66,213
New +$945K
MCN
63
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$939K 0.48%
146,723
+121,917
+491% +$788K
HTY
64
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$934K 0.48%
136,689
+6,357
+5% +$43K
FAX
65
abrdn Asia-Pacific Income Fund
FAX
$599M
$932K 0.48%
37,061
-25,637
-41% -$645K
HYT icon
66
BlackRock Corporate High Yield Fund
HYT
$1.36B
$916K 0.47%
+85,218
New +$906K
AOD
67
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$893K 0.46%
107,070
+13,113
+14% +$108K
ETG
68
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$847K 0.43%
51,486
-284,754
-85% -$4.6M
IRL
69
DELISTED
NEW IRELAND FUND INC
IRL
$844K 0.43%
98,544
-9,957
-9% -$85.3K
CHN
70
DELISTED
China Fund
CHN
$832K 0.42%
42,857
– –
HQH
71
abrdn Healthcare Investors
HQH
$1.25B
$826K 0.42%
45,029
+24,500
+119% +$472K
BGY icon
72
BlackRock Enhanced International Dividend Trust
BGY
$524M
$818K 0.42%
150,584
+118,128
+364% +$646K
BRW
73
Saba Capital Income & Opportunities Fund
BRW
$336M
$810K 0.41%
86,026
+26,601
+45% +$251K
USA icon
74
Liberty All-Star Equity Fund
USA
$1.79B
$785K 0.4%
122,694
+3,549
+3% +$22.4K
NIE
75
Virtus Equity & Convertible Income Fund
NIE
$719M
$777K 0.4%
35,971
+16,889
+89% +$368K
1 2
3
4 5

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SA
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JWM
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SGF
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SFCM
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Shaker Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Shaker Financial Services held 150 positions worth $196M, up 2% from $192M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services's Q3 2019 filing shows 30 new, 54 increased, 42 reduced and 17 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M. The largest sale was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $4.6M.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 4.7% a quarter earlier.

  • Shaker Financial Services's largest Q3 2019 buy was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M.
  • Shaker Financial Services added most to Nuveen S&P 500 Buy-Write Income Fund in Q3 2019, an estimated $2.76M increase.
  • Shaker Financial Services's biggest Q3 2019 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $4.6M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019, selling an estimated $4.04M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $196M portfolio in Q3 2019.
  • Shaker Financial Services opened 30 new positions and closed 17 in Q3 2019.
  • Shaker Financial Services's portfolio value rose 2% quarter-over-quarter to $196M.

Based on Shaker Financial Services's 13F filing for Q3 2019, filed 30 Oct 2019.