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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-12.11%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$133M
AUM Growth
-$27M
Cap. Flow
-$9.67M
Cap. Flow %
-7.25%
Top 10 Hldgs %
30.21%
Holding
144
New
30
Increased
33
Reduced
33
Closed
48

Top Buys

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.42M
2
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$3.29M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$2.68M
4
PFN
PIMCO Income Strategy Fund II
PFN
+$2.53M
5
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$2.17M

Top Sells

Rank Stock Value
1
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.03M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.95M
3
HIX
Western Asset High Income Fund II
HIX
+$2.8M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$2.44M
5
ASG
Liberty All-Star Growth Fund
ASG
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 11.93%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACP
51
abrdn Income Credit Strategies Fund
ACP
$635M
$825K 0.62%
+66,345
New +$877K
GEQ
52
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$797K 0.6%
+48,387
New +$853K
NSL
53
DELISTED
NUVEEN SENIOR INCM FD
NSL
$773K 0.58%
130,828
+14,000
+12% +$86.7K
AVK
54
Advent Convertible and Income Fund
AVK
$547M
$769K 0.58%
+60,004
New +$886K
EOD
55
Allspring Global Dividend Opportunity Fund
EOD
$279M
$765K 0.57%
129,491
-27,422
-17% -$178K
HQH
56
abrdn Healthcare Investors
HQH
$1.25B
$758K 0.57%
+27,471
New +$935K
BLW icon
57
BlackRock Limited Duration Income Trust
BLW
$490M
$713K 0.53%
49,345
-41,274
-46% -$612K
SCD
58
LMP Capital and Income Fund
SCD
$355M
$712K 0.53%
58,580
+9,988
+21% +$139K
RVT icon
59
Royce Value Trust
RVT
$2.21B
$699K 0.52%
60,817
-112,347
-65% -$1.43M
BGY icon
60
BlackRock Enhanced International Dividend Trust
BGY
$524M
$657K 0.49%
+108,175
New +$731K
TSLF
61
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$657K 0.49%
42,370
+18,325
+76% +$300K
HPS
62
John Hancock Preferred Income Fund III
HPS
$457M
$656K 0.49%
39,389
-151
-0.4% -$2.54K
ASG
63
Liberty All-Star Growth Fund
ASG
$328M
$642K 0.48%
141,513
-422,789
-75% -$2.11M
ADX icon
64
Adams Diversified Equity Fund
ADX
$3.13B
$620K 0.46%
+48,650
New +$662K
DDF
65
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$610K 0.46%
+72,933
New +$670K
VGI
66
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$605K 0.45%
+42,277
New +$636K
PDT
67
John Hancock Premium Dividend Fund
PDT
$634M
$573K 0.43%
+45,587
New +$601K
DCA
68
DELISTED
Virtus Total Return Fund
DCA
$564K 0.42%
149,105
+100,446
+206% +$413K
RMT
69
Royce Micro-Cap Trust
RMT
$728M
$561K 0.42%
72,444
-148,095
-67% -$1.26M
GLQ
70
Clough Global Equity Fund
GLQ
$152M
$543K 0.41%
+42,913
New +$610K
BOI
71
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$492K 0.37%
+33,377
New +$505K
SABA
72
Saba Capital Income & Opportunities Fund II
SABA
$220M
$479K 0.36%
+39,299
New +$514K
NFJ
73
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$473K 0.35%
36,981
-175,523
-83% -$2.44M
CIF
74
DELISTED
MFS Intermediate High Income Fund
CIF
$465K 0.35%
+204,923
New +$507K
JDD
75
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$438K 0.33%
42,296
-4,035
-9% -$44.9K
1 2
3
4 5

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SA
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JWM
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SGF
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SFCM
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Shaker Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Shaker Financial Services held 144 positions worth $133M, down 17% from $160M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shaker Financial Services withdrew a net $9.67M in Q3 2015, closing 48 positions and reducing 33 holdings. Its most notable exit was FIRST TRUST DIVIDEND AND INCOME FD COM, an estimated $5.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 6.3% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Eaton Vance Tax-Managed Global Diversified Equity Income Fund worth $3.01M.

  • Shaker Financial Services's largest Q3 2015 buy was Eaton Vance Tax-Managed Global Diversified Equity Income Fund: 362,988 shares worth $3.01M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2015, an estimated $3.29M increase.
  • Shaker Financial Services's biggest Q3 2015 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $2.44M.
  • Shaker Financial Services fully exited FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015, selling an estimated $5.03M.
  • Shaker Financial Services's ten largest holdings make up 30% of its $133M portfolio in Q3 2015.
  • Shaker Financial Services opened 30 new positions and closed 48 in Q3 2015.
  • Shaker Financial Services's portfolio value fell 17% quarter-over-quarter to $133M.

Based on Shaker Financial Services's 13F filing for Q3 2015, filed 10 Nov 2015.