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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$189M
AUM Growth
+$11M
Cap. Flow
+$6.3M
Cap. Flow %
3.34%
Top 10 Hldgs %
34.86%
Holding
126
New
23
Increased
44
Reduced
28
Closed
28

Top Buys

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.86M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.17M
3
CET
Central Securities Corp
CET
+$2.65M
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.53M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.49M

Top Sells

Rank Stock Value
1
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$6.26M
2
USA icon
Liberty All-Star Equity Fund
USA
+$5.72M
3
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$5.4M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$5.07M
5
ASG
Liberty All-Star Growth Fund
ASG
+$3.96M

Sector Composition

Rank Sector Weight
1 Financials 2.35%
2 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTD
26
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.52M 1.33%
149,621
+105,048
+236% +$1.71M
BGX
27
Blackstone Long-Short Credit Income Fund
BGX
$136M
$2.41M 1.28%
149,967
-48,622
-24% -$780K
FUND
28
Sprott Focus Trust
FUND
$297M
$2.4M 1.27%
310,029
+119,659
+63% +$895K
FAM
29
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$2.29M 1.21%
193,915
+108,996
+128% +$1.28M
INB
30
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$2.28M 1.21%
+234,987
New +$2.27M
EGIF
31
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$2.18M 1.16%
129,178
+21,940
+20% +$370K
KMM
32
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$2.05M 1.09%
229,285
– –
FSD
33
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.04M 1.08%
+119,740
New +$2.03M
ETG
34
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$1.89M 1%
+109,661
New +$1.87M
DUC
35
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$1.87M 0.99%
202,619
-61,548
-23% -$568K
JCE icon
36
Nuveen Core Equity Alpha Fund
JCE
$279M
$1.81M 0.96%
116,641
-353,737
-75% -$5.4M
CIK
37
Credit Suisse Asset Management Income Fund
CIK
$134M
$1.8M 0.95%
529,962
+174,600
+49% +$588K
ERC
38
Allspring Multi-Sector Income Fund
ERC
$256M
$1.79M 0.95%
133,250
+97,993
+278% +$1.31M
HYI
39
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$1.73M 0.92%
111,369
+31,586
+40% +$488K
EVF
40
Eaton Vance Senior Income Trust
EVF
$90.3M
$1.63M 0.86%
246,160
+39,797
+19% +$264K
EAD
41
Allspring Income Opportunities Fund
EAD
$372M
$1.59M 0.84%
182,026
-66,960
-27% -$576K
AFT
42
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.58M 0.84%
94,346
+24,019
+34% +$404K
LCM
43
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$1.55M 0.82%
+180,259
New +$1.55M
PCI
44
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.41M 0.75%
+61,328
New +$1.39M
GHY
45
PGIM Global High Yield Fund
GHY
$478M
$1.39M 0.73%
92,788
+26,884
+41% +$401K
GLO
46
Clough Global Opportunities Fund
GLO
$250M
$1.36M 0.72%
121,936
-20,180
-14% -$225K
AWF
47
AllianceBernstein Global High Income Fund
AWF
$870M
$1.31M 0.69%
100,162
-40,441
-29% -$523K
EVV
48
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.29M 0.68%
91,981
-38,559
-30% -$540K
AGC
49
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$1.25M 0.66%
201,174
+100,700
+100% +$627K
IRL
50
DELISTED
NEW IRELAND FUND INC
IRL
$1.22M 0.65%
89,138
+74,037
+490% +$1.02M
1
2
3 4 5

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Shaker Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Shaker Financial Services held 126 positions worth $189M, up 6.2% from $178M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services deployed $6.3M of net new capital in Q3 2017, opening 23 new positions and adding to 44 existing holdings. Its largest new stake was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 2.3% of assets, down from 2.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Guggenheim Enhanced Equity Income Fund, an estimated $6.26M trimmed.

  • Shaker Financial Services's largest Q3 2017 buy was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2017, an estimated $4.17M increase.
  • Shaker Financial Services's biggest Q3 2017 reduction was Guggenheim Enhanced Equity Income Fund, cutting an estimated $6.26M.
  • Shaker Financial Services fully exited Liberty All-Star Equity Fund in Q3 2017, selling an estimated $5.72M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $189M portfolio in Q3 2017.
  • Shaker Financial Services opened 23 new positions and closed 28 in Q3 2017.
  • Shaker Financial Services's portfolio value rose 6.2% quarter-over-quarter to $189M.

Based on Shaker Financial Services's 13F filing for Q3 2017, filed 9 Nov 2017.