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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMAY icon
2151
FT Vest US Equity Moderate Buffer ETF May
GMAY
$542M
$232K ﹤0.01%
+5,725
New +$228K
FXD icon
2152
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$232K ﹤0.01%
+3,396
New +$228K
ITRI icon
2153
Itron
ITRI
$4.5B
$231K ﹤0.01%
+1,858
New +$236K
IXG icon
2154
iShares Global Financials ETF
IXG
$698M
$231K ﹤0.01%
+1,982
New +$225K
DIAX
2155
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$231K ﹤0.01%
+15,490
New +$225K
SEMR
2156
DELISTED
Semrush
SEMR
$231K ﹤0.01%
+32,568
New +$265K
IGI
2157
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$230K ﹤0.01%
13,798
-9,039
-40% -$150K
DJAN icon
2158
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$230K ﹤0.01%
+5,450
New +$225K
MTSI icon
2159
MACOM Technology Solutions
MTSI
$23.3B
$229K ﹤0.01%
+1,843
New +$243K
RMBS icon
2160
Rambus
RMBS
$10.7B
$229K ﹤0.01%
+2,195
New +$169K
XTN icon
2161
State Street SPDR S&P Transportation ETF
XTN
$393M
$229K ﹤0.01%
+2,726
New +$231K
TPG icon
2162
TPG
TPG
$7.84B
$228K ﹤0.01%
+3,972
New +$234K
DEW icon
2163
WisdomTree Global High Dividend Fund
DEW
$154M
$228K ﹤0.01%
+3,783
New +$223K
CPZ
2164
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$269M
$227K ﹤0.01%
14,054
+1,624
+13% +$26.7K
NACP icon
2165
Impact Shares NAACP Minority Empowerment ETF
NACP
$77.1M
$227K ﹤0.01%
+4,761
New +$214K
CHAT icon
2166
Roundhill Generative AI & Technology ETF
CHAT
$1.85B
$227K ﹤0.01%
+3,690
New +$198K
FTGC icon
2167
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$226K ﹤0.01%
+8,712
New +$221K
EELV icon
2168
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$426M
$225K ﹤0.01%
+8,464
New +$223K
RRX icon
2169
Regal Rexnord
RRX
$11.7B
$225K ﹤0.01%
+1,568
New +$231K
DFEB icon
2170
FT Vest US Equity Deep Buffer ETF February
DFEB
$464M
$225K ﹤0.01%
+4,835
New +$220K
LEO
2171
BNY Mellon Strategic Municipals
LEO
$387M
$225K ﹤0.01%
36,000
-285
-0.8% -$1.7K
XTL icon
2172
State Street SPDR S&P Telecom ETF
XTL
$541M
$225K ﹤0.01%
+1,608
New +$206K
PEN icon
2173
Penumbra
PEN
$12.8B
$225K ﹤0.01%
+888
New +$224K
CLM icon
2174
Cornerstone Strategic Value Fund
CLM
$2.24B
$225K ﹤0.01%
27,156
+1,454
+6% +$11.8K
BANF icon
2175
BancFirst
BANF
$3.79B
$224K ﹤0.01%
+1,773
New +$229K
85 86
87
88 89

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.