Rockefeller Capital Management’s Penumbra PEN Stock Holding History

Rockefeller Capital Management’s Portfolio PEN Stock Details PEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$308K	Sell	974 -119	-11%	-$38.6K	﹤0.01%	2360
2026 Q1	$359K	Buy	1,093 +41	+4%	+$13.9K	﹤0.01%	2159
2025 Q4	$327K	Buy	1,052 +164	+18%	+$45.3K	﹤0.01%	2116
2025 Q3	$225K	Buy	+888	New	+$224K	﹤0.01%	2173
2023 Q2	–	Sell	-2,170	Closed	-$604K	–	1976
2023 Q1	$604K	Buy	2,170 +585	+37%	+$149K	﹤0.01%	1271
2022 Q4	$352K	Hold	1,585	–	–	﹤0.01%	1409
2022 Q3	$300K	Sell	1,585 -10	-0.6%	-$1.6K	﹤0.01%	1468
2022 Q2	$198K	Buy	1,595 +1,590	+31,800%	+$252K	﹤0.01%	1639
2022 Q1	$1K	Buy	5 +4	+400%	+$889	﹤0.01%	3763
2021 Q4	$0	Buy	+1	New	+$264	﹤0.01%	3940
2020 Q4	–	Sell	-608	Closed	-$118K	–	2976
2020 Q3	$118K	Buy	+608	New	+$128K	﹤0.01%	1197
2020 Q2	–	Sell	-150	Closed	-$24K	–	2659
2020 Q1	$24K	Hold	150	–	–	﹤0.01%	1449
2019 Q4	$25K	Hold	150	–	–	﹤0.01%	1338
2019 Q3	$20K	Hold	150	–	–	﹤0.01%	1224
2019 Q2	$24K	Hold	150	–	–	﹤0.01%	982
2019 Q1	$22K	Buy	+150	New	+$21.4K	﹤0.01%	1197

Other funds holding PEN

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

HBK Investments Dallas, Texas $10.2B AUM 67.73% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

ECM

ExodusPoint Capital Management New York $15.5B AUM 38.81% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $80.2B AUM 51.53% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Rockefeller Capital Management's PEN Position: Q2 2026 in Review

Rockefeller Capital Management reduced its Penumbra (PEN) stake by 11% in Q2 2026, selling an estimated $38.6K and leaving 974 shares worth $308K. The position accounts for ﹤0.01% of the portfolio, ranked #2360.

Rockefeller Capital Management first reported a position in PEN in Q1 2019 and has held it in 16 quarters since. The position peaked at $604K in Q1 2023. 451 funds tracked by Wall St. Rank hold PEN as of Q2 2026.

Rockefeller Capital Management held 974 shares of Penumbra worth $308K as of Q2 2026.
Rockefeller Capital Management sold 119 Penumbra shares in Q2 2026, an estimated $38.6K.
Penumbra made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2360 holding.
Rockefeller Capital Management first reported a position in Penumbra in Q1 2019 and has held it in 16 quarters since.
Rockefeller Capital Management's Penumbra position peaked at $604K in Q1 2023.
451 funds tracked by Wall St. Rank held Penumbra as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.