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Penumbra

251 hedge funds and large institutions have $4.94B invested in Penumbra in 2019 Q4 according to their latest regulatory filings, with 51 funds opening new positions, 94 increasing their positions, 71 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 21

32% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 71

13% more funds holding

Funds holding: 222251 (+29)

9% more capital invested

Capital invested by funds: $4.52B → $4.94B (+$418M)

10.5% less ownership

Funds ownership: 96.67%86.17% (-10%)

23% less call options, than puts

Call options by funds: $25.9M | Put options by funds: $33.8M

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
251
Holders Change
+29
Holders Change %
+13.06%
% of All Funds
4.95%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
51
Increased
94
Reduced
71
Closed
21
Calls
$25.9M
Puts
$33.8M
Net Calls
-$7.83M
Net Calls Change
-$14.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$860M +$2.89M +18,184 +0.3%
BlackRock
2
BlackRock
New York
$508M -$19.2M -120,543 -4%
Vanguard Group
3
Vanguard Group
Pennsylvania
$480M +$3.24M +20,385 +0.7%
William Blair Investment Management
4
William Blair Investment Management
Illinois
$200M +$7.22M +45,395 +4%
ClearBridge Investments
5
ClearBridge Investments
New York
$175M +$150K +940 +0.1%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$160M -$286M -1,795,862 -65%
Baillie Gifford & Co
7
Baillie Gifford & Co
United Kingdom
$160M -$18.9M -118,989 -11%
T. Rowe Price Associates
8
T. Rowe Price Associates
Maryland
$152M -$2.47M -15,558 -2%
AllianceBernstein
9
AllianceBernstein
Tennessee
$146M -$26.6M -167,322 -16%
State Street
10
State Street
Massachusetts
$133M -$2.18M -13,695 -2%
Morgan Stanley
11
Morgan Stanley
New York
$97.2M +$13.2M +82,936 +16%
Invesco
12
Invesco
Georgia
$88.9M -$16.3M -102,443 -16%
Norges Bank
13
Norges Bank
Norway
$79.9M +$12.6M +79,409 +20%
PHS
14
PFM Health Sciences
California
$68.8M -$97.1M -610,772 -59%
GIM
15
Generation Investment Management
United Kingdom
$67.7M +$65.6M +412,309 New
Franklin Resources
16
Franklin Resources
California
$66.9M +$4.91M +30,892 +8%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$56.1M +$2.15M +13,524 +4%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$53.7M +$1.46M +9,163 +3%
SIMG
19
Stephens Investment Management Group
Texas
$51.6M +$1.15M +7,205 +2%
Ameriprise
20
Ameriprise
Minnesota
$47.3M -$18.9M -118,535 -29%
Charles Schwab
21
Charles Schwab
California
$45M +$3.51M +22,048 +9%
AAM
22
Ardevora Asset Management
United Kingdom
$44.8M +$4.77M +30,000 +12%
CIP
23
Champlain Investment Partners
Vermont
$44.3M +$3.86M +24,255 +10%
Northern Trust
24
Northern Trust
Illinois
$44.2M +$843K +5,301 +2%
WRF
25
Waddell & Reed Financial
Kansas
$43.7M -$3.56M -22,377 -8%

PEN Hedge Fund Activity: Q4 2019 in Review

251 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2019, worth a combined $4.94B — up 9.2% from $4.52B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new PEN positions and 21 closed out — a net gain of 30 holders — while 94 added to existing stakes and 71 trimmed.

The largest buyer was Generation Investment Management, opening a new position worth an estimated $65.6M. The largest seller was Wellington Management Group, cutting an estimated $286M.

  • 251 institutional investors held Penumbra (PEN) as of Q4 2019, up from 222 in Q3 2019.
  • Funds reported $4.94B of Penumbra stock for Q4 2019, up 9.2% quarter-over-quarter.
  • 51 funds opened new Penumbra positions in Q4 2019 and 21 closed out, a net change of +30 holders.
  • The largest Penumbra buyer in Q4 2019 was Generation Investment Management, an estimated $65.6M added.
  • The largest Penumbra seller in Q4 2019 was Wellington Management Group, an estimated $286M sold.

Based on aggregated 13F filings for Q4 2019.