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Penumbra

171 hedge funds and large institutions have $2.98B invested in Penumbra in 2018 Q1 according to their latest regulatory filings, with 43 funds opening new positions, 49 increasing their positions, 63 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 22

82% more call options, than puts

Call options by funds: $7.75M | Put options by funds: $4.27M

28% more capital invested

Capital invested by funds: $2.33B → $2.98B (+$658M)

13% more funds holding

Funds holding: 152171 (+19)

1.73% more ownership

Funds ownership: 73.87%75.6% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

22% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 63

Holders
171
Holders Change
+19
Holders Change %
+12.5%
% of All Funds
3.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
43
Increased
49
Reduced
63
Closed
22
Calls
$7.75M
Puts
$4.27M
Net Calls
+$3.48M
Net Calls Change
+$6.38M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$564M -$21.7M -210,440 -4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$296M +$6.2M +60,071 +2%
BlackRock
3
BlackRock
New York
$250M +$22.9M +221,415 +11%
AllianceBernstein
4
AllianceBernstein
Tennessee
$120M -$17.9M -173,576 -14%
PI
5
Putnam Investments
Massachusetts
$79.9M +$25.4M +245,844 +55%
PHS
6
PFM Health Sciences
California
$74.8M -$18.4M -178,526 -22%
T. Rowe Price Associates
7
T. Rowe Price Associates
Maryland
$73.1M +$10.3M +100,079 +19%
Morgan Stanley
8
Morgan Stanley
New York
$71.1M -$1.74M -16,825 -3%
State Street
9
State Street
Massachusetts
$70.5M -$4.68M -45,315 -7%
Baillie Gifford & Co
10
Baillie Gifford & Co
United Kingdom
$67.3M +$51.8M +501,476 +625%
Lord, Abbett & Co
11
Lord, Abbett & Co
New Jersey
$64.3M -$7.53M -72,902 -12%
RG
12
Redmile Group
California
$63.3M -$7.25M -70,200 -11%
ClearBridge Investments
13
ClearBridge Investments
New York
$62.5M +$23M +222,417 +70%
Invesco
14
Invesco
Georgia
$56.3M -$10.9M -105,218 -18%
Ameriprise
15
Ameriprise
Minnesota
$52.8M +$42.2M +408,199 +847%
Federated Hermes
16
Federated Hermes
Pennsylvania
$50.6M -$3.77M -36,500 -8%
EAM
17
Eagle Asset Management
Florida
$48.7M -$13.7M -132,784 -24%
WRF
18
Waddell & Reed Financial
Kansas
$46.4M -$7.45M -72,180 -15%
CIP
19
Champlain Investment Partners
Vermont
$45.6M -$219K -2,120 -0.5%
Northern Trust
20
Northern Trust
Illinois
$42.5M -$63.9K -619 -0.2%
CTA
21
Carillon Tower Advisers
Florida
$40.5M
American Century Companies
22
American Century Companies
Missouri
$37.9M +$815K +7,887 +2%
Franklin Resources
23
Franklin Resources
California
$37.8M -$20.3K -197 -0.1%
Loomis, Sayles & Company
24
Loomis, Sayles & Company
Massachusetts
$34.1M +$346K +3,349 +1%
CS
25
Credit Suisse
Switzerland
$33.3M +$8.6M +83,303 +41%

PEN Hedge Fund Activity: Q1 2018 in Review

171 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q1 2018, worth a combined $2.98B — up 28% from $2.33B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PEN positions and 22 closed out — a net gain of 21 holders — while 49 added to existing stakes and 63 trimmed.

The largest buyer was Baillie Gifford & Co, adding an estimated $51.8M. The largest seller was Polar Capital, exiting entirely with an estimated $32.5M sold.

  • 171 institutional investors held Penumbra (PEN) as of Q1 2018, up from 152 in Q4 2017.
  • Funds reported $2.98B of Penumbra stock for Q1 2018, up 28% quarter-over-quarter.
  • 43 funds opened new Penumbra positions in Q1 2018 and 22 closed out, a net change of +21 holders.
  • The largest Penumbra buyer in Q1 2018 was Baillie Gifford & Co, an estimated $51.8M added.
  • The largest Penumbra seller in Q1 2018 was Polar Capital, an estimated $32.5M sold.

Based on aggregated 13F filings for Q1 2018.