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Penumbra

122 hedge funds and large institutions have $1.24B invested in Penumbra in 2016 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 45 increasing their positions, 35 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 35

2.37% more ownership

Funds ownership: 58.8%61.17% (+2.4%)

5% less funds holding

Funds holding: 128122 (-6)

10% less capital invested

Capital invested by funds: $1.38B → $1.24B (-$145M)

13% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 30

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

85% less call options, than puts

Call options by funds: $651K | Put options by funds: $4.38M

Holders
122
Holders Change
-6
Holders Change %
-4.69%
% of All Funds
3.05%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
26
Increased
45
Reduced
35
Closed
30
Calls
$651K
Puts
$4.38M
Net Calls
-$3.73M
Net Calls Change
+$252K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$303M +$5.91M +88,389 +2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$123M +$6.53M +97,612 +5%
AllianceBernstein
3
AllianceBernstein
Tennessee
$83M +$23.1M +346,215 +36%
RG
4
Redmile Group
California
$66.4M +$24.6M +367,290 +55%
BFA
5
BlackRock Fund Advisors
California
$53.5M +$12.5M +187,494 +29%
BIT
6
BlackRock Institutional Trust
California
$42M +$20.8M +310,617 +89%
Invesco
7
Invesco
Georgia
$37.7M -$152K -2,281 -0.4%
Federated Hermes
8
Federated Hermes
Pennsylvania
$33.2M +$12M +179,890 +53%
CAM
9
Carret Asset Management
New York
$32.3M -$453K -6,779 -1%
State Street
10
State Street
Massachusetts
$30.1M +$2.71M +40,596 +9%
Lord, Abbett & Co
11
Lord, Abbett & Co
New Jersey
$22.3M -$42.3M -632,589 -64%
CIP
12
Champlain Investment Partners
Vermont
$19.7M +$20.7M +309,230 New
Northern Trust
13
Northern Trust
Illinois
$19M +$207K +3,093 +1%
ORI
14
Oak Ridge Investments
Illinois
$19M +$19.9M +298,193 New
RSCM
15
Rock Springs Capital Management
Maryland
$18.9M +$1.94M +29,000 +11%
WRF
16
Waddell & Reed Financial
Kansas
$18.6M +$8.42M +125,970 +76%
Morgan Stanley
17
Morgan Stanley
New York
$18M +$555K +8,297 +3%
PHS
18
PFM Health Sciences
California
$14.8M +$1.63M +24,427 +12%
Neuberger Berman Group
19
Neuberger Berman Group
New York
$14.4M +$5.75M +86,000 +61%
Franklin Resources
20
Franklin Resources
California
$12.9M -$329K -4,921 -2%
Capital World Investors
21
Capital World Investors
California
$12.4M
ClearBridge Investments
22
ClearBridge Investments
New York
$12M +$4.58M +68,466 +58%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$11.9M +$988K +14,783 +9%
O
24
OppenheimerFunds
New York
$11.5M +$34.1K +510 +0.3%
Wellington Management Group
25
Wellington Management Group
Massachusetts
$11.1M +$5.78M +86,496 +100%

PEN Hedge Fund Activity: Q4 2016 in Review

122 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2016, worth a combined $1.24B — down 10% from $1.38B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of PEN and 26 opened new positions — a net loss of 4 holders — while 35 trimmed existing stakes and 45 added.

The largest buyer was Redmile Group, adding an estimated $24.6M. The largest seller was Lord, Abbett & Co, cutting an estimated $42.3M.

  • 122 institutional investors held Penumbra (PEN) as of Q4 2016, down from 128 in Q3 2016.
  • Funds reported $1.24B of Penumbra stock for Q4 2016, down 10% quarter-over-quarter.
  • 26 funds opened new Penumbra positions in Q4 2016 and 30 closed out, a net change of -4 holders.
  • The largest Penumbra buyer in Q4 2016 was Redmile Group, an estimated $24.6M added.
  • The largest Penumbra seller in Q4 2016 was Lord, Abbett & Co, an estimated $42.3M sold.

Based on aggregated 13F filings for Q4 2016.