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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$953M +$6.69M +30,537 +0.6%
BlackRock
2
BlackRock
New York
$623M +$42.3M +192,981 +6%
Capital Research Global Investors
3
Capital Research Global Investors
California
$568M +$367M +1,675,367 +107%
Vanguard Group
4
Vanguard Group
Pennsylvania
$535M +$14M +63,982 +2%
Wellington Management Group
5
Wellington Management Group
Massachusetts
$331M +$175M +799,125 +73%
T. Rowe Price Associates
6
T. Rowe Price Associates
Maryland
$241M +$65.6M +299,404 +28%
William Blair Investment Management
7
William Blair Investment Management
Illinois
$234M +$23.9M +108,878 +9%
Baillie Gifford & Co
8
Baillie Gifford & Co
United Kingdom
$202M +$13.6M +62,089 +6%
ClearBridge Investments
9
ClearBridge Investments
New York
$189M -$5.08M -23,174 -2%
Capital World Investors
10
Capital World Investors
California
$156M +$32.3M +147,581 +20%
State Street
11
State Street
Massachusetts
$145M +$5.23M +23,896 +3%
GIM
12
Generation Investment Management
United Kingdom
$104M -$30.4M -138,728 -19%
Ameriprise
13
Ameriprise
Minnesota
$101M +$46.4M +211,729 +58%
CIP
14
Champlain Investment Partners
Vermont
$81.9M +$15M +68,485 +17%
Franklin Resources
15
Franklin Resources
California
$73.5M -$1.31M -6,000 -1%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$67M +$5.47M +24,952 +7%
Norges Bank
17
Norges Bank
Norway
$64.6M +$4.61M +21,044 +6%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$59.2M +$793K +3,618 +1%
Invesco
19
Invesco
Georgia
$47.4M -$79M -360,797 -57%
Northern Trust
20
Northern Trust
Illinois
$46.6M -$467K -2,134 -0.8%
Citadel Advisors
21
Citadel Advisors
Florida
$45.4M +$41.9M +191,162 +281%
AAM
22
Ardevora Asset Management
United Kingdom
$44.5M -$4.51M -20,600 -7%
American Century Companies
23
American Century Companies
Missouri
$41M +$14.7M +66,903 +40%
Morgan Stanley
24
Morgan Stanley
New York
$39.9M -$23M -104,793 -31%
WRF
25
Waddell & Reed Financial
Kansas
$36.8M +$4.05M +18,465 +10%

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.