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Penumbra

130 hedge funds and large institutions have $1.91B invested in Penumbra in 2017 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 51 increasing their positions, 36 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 18

54% more capital invested

Capital invested by funds: $1.24B → $1.91B (+$673M)

42% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 36

7.61% more ownership

Funds ownership: 61.17%68.78% (+7.6%)

7% more funds holding

Funds holding: 122130 (+8)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

91% less call options, than puts

Call options by funds: $858K | Put options by funds: $9.28M

Holders
130
Holders Change
+8
Holders Change %
+6.56%
% of All Funds
3.24%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
31
Increased
51
Reduced
36
Closed
18
Calls
$858K
Puts
$9.28M
Net Calls
-$8.42M
Net Calls Change
-$4.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$416M +$18.1M +238,594 +5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$177M +$13.9M +183,706 +9%
BlackRock
3
BlackRock
New York
$145M +$131M +1,731,225 +82,715%
AllianceBernstein
4
AllianceBernstein
Tennessee
$103M -$4.73M -62,534 -5%
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$86.8M +$52.3M +690,857 +198%
RG
6
Redmile Group
California
$86.3M -$439K -5,800 -0.6%
Invesco
7
Invesco
Georgia
$59.7M +$9.42M +124,473 +21%
WRF
8
Waddell & Reed Financial
Kansas
$46.9M +$20.6M +271,640 +93%
Federated Hermes
9
Federated Hermes
Pennsylvania
$44.6M +$1.12M +14,812 +3%
State Street
10
State Street
Massachusetts
$42.8M +$3.05M +40,271 +9%
CAM
11
Carret Asset Management
New York
$41.5M -$689K -9,100 -2%
CIP
12
Champlain Investment Partners
Vermont
$32.1M +$5.68M +75,055 +24%
Franklin Resources
13
Franklin Resources
California
$30.2M +$12.1M +159,328 +79%
PHS
14
PFM Health Sciences
California
$29.7M +$9.36M +123,715 +53%
T. Rowe Price Associates
15
T. Rowe Price Associates
Maryland
$28.9M +$24.9M +328,859 +1,904%
Northern Trust
16
Northern Trust
Illinois
$26.5M +$1.44M +18,969 +6%
PC
17
Polar Capital
United Kingdom
$26.2M +$23.7M +313,630 New
RSCM
18
Rock Springs Capital Management
Maryland
$25.9M +$1.14M +15,000 +5%
ClearBridge Investments
19
ClearBridge Investments
New York
$22.3M +$6.02M +79,507 +42%
Capital World Investors
20
Capital World Investors
California
$22.1M +$5.37M +71,000 +37%
ORI
21
Oak Ridge Investments
Illinois
$21.4M -$3.14M -41,477 -14%
PI
22
Putnam Investments
Massachusetts
$21.3M +$19.4M +255,746 New
Neuberger Berman Group
23
Neuberger Berman Group
New York
$21M +$1.97M +26,000 +12%
Morgan Stanley
24
Morgan Stanley
New York
$20.4M -$2.89M -38,130 -14%
O
25
OppenheimerFunds
New York
$16.8M +$1.56M +20,590 +11%

PEN Hedge Fund Activity: Q1 2017 in Review

130 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q1 2017, worth a combined $1.91B — up 54% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new PEN positions and 18 closed out — a net gain of 13 holders — while 51 added to existing stakes and 36 trimmed.

The largest buyer was BlackRock, adding an estimated $131M. The largest seller was Highland Capital Management (Texas), exiting entirely with an estimated $6.4M sold.

  • 130 institutional investors held Penumbra (PEN) as of Q1 2017, up from 122 in Q4 2016.
  • Funds reported $1.91B of Penumbra stock for Q1 2017, up 54% quarter-over-quarter.
  • 31 funds opened new Penumbra positions in Q1 2017 and 18 closed out, a net change of +13 holders.
  • The largest Penumbra buyer in Q1 2017 was BlackRock, an estimated $131M added.
  • The largest Penumbra seller in Q1 2017 was Highland Capital Management (Texas), an estimated $6.4M sold.

Based on aggregated 13F filings for Q1 2017.